Section 1 Preliminary Materials

For preliminary materials about differential geometry, we refer to the Differential Geometry I course notes.

1.1 Tensors and Tensor Fields

For a differential 1-form πœ”, we may regard it as a function accepting one vector field as the input: Ξ“(𝑇𝑀)β†’π’žοΈ€βˆž(𝑀), π‘‹β†¦πœ”(𝑋). Similarly, a vector field 𝑋 is a function accepting one 1-form as the input: πœ”β†¦πœ”(𝑋). They are both π’žοΈ€βˆž-linear: meaning that, for any π‘“βˆˆπ’žοΈ€βˆž(𝑀), πœ”(𝑓𝑋)=π‘“πœ”(𝑋). They are examples of tensor fields.

Given a vector space 𝑉, a (π‘˜,𝑙)-tensor is a multilinear map 𝑇:(π‘‰βˆ—)βŠ—π‘˜βŠ—π‘‰βŠ—π‘™β†’β„. π‘˜ is called the contravariant index, the number of 1-form inputs, or the number of vector fields in the tensor; 𝑙 is called the covariant inex, the number of vector field inputs, or the number of 1-forms in the tensor. If we let 𝑉=𝑇𝑝𝑀 and π‘‰βˆ—=𝑇𝑝𝑀, we denote 𝑇𝑝(π‘˜,𝑙)𝑀 the space of all (π‘˜,𝑙)-tensors on 𝑇𝑝𝑀. 𝑇(π‘˜,𝑙)𝑀 is then a smooth manifold, the tensor bundle, and a smooth section is called a tensor field.

In local coordinates, a (π‘˜,𝑙)-tensor field can be written in the form

𝑇=𝑇𝑗1⋯𝑗𝑙𝑖1β‹―π‘–π‘˜βˆ‚βˆ‚π‘₯𝑖1βŠ—β‹―βŠ—βˆ‚βˆ‚π‘₯π‘–π‘˜βŠ—dπ‘₯𝑗1βŠ—β‹―βŠ—dπ‘₯𝑗𝑙.

We’re using Einstein summation convention here.

1.2 Lie Derivative

Lie derivatives are directional derivatives along a vector field.

Let 𝑋 be a vector field. For a smooth function 𝑓, the Lie derivative is defined by ℒ︀𝑋𝑓=𝑋𝑓. Lie derivatives of tensors are defined inductively through the Leibniz rule:

(ℒ︀𝑋𝑇)(πœ”1,β‹―,πœ”π‘˜;𝑋1,β‹―,𝑋𝑙)=ℒ︀𝑋(𝑇(πœ”1,β‹―,πœ”π‘˜;𝑋1,β‹―,𝑋𝑙))βˆ’βˆ‘π‘–=1π‘˜π‘‡(πœ”1,β‹―,β„’οΈ€π‘‹πœ”π‘–,β‹―,πœ”π‘˜;𝑋1,β‹―,𝑋𝑙)βˆ’βˆ‘π‘—=1𝑙𝑇(πœ”1,β‹―,πœ”π‘˜;𝑋1,β‹―,ℒ︀𝑋𝑋𝑗,β‹―,𝑋𝑙).

Section 2 Riemannian Manifolds

2.1 Riemannian Metric

DEF 2.1

A Riemannian metric 𝑔 on 𝑀 is a (0,2)-tensor field on 𝑀, such that for every π‘βˆˆπ‘€, 𝑔𝑝 is a symmetric positive definite bilinear form (i.e., an inner product) on 𝑇𝑝𝑀.

A smooth manifold with a Riemannian metric is called a Riemannian manifold.

In local coordinates, 𝑔 can be written as 𝑔=𝑔𝑖𝑗dπ‘₯𝑖dπ‘₯𝑗; since 𝑔 is symmetric we omit the βŠ— symbol. 𝑔 transforms under different coordinates as

𝑔𝑖𝑗=π‘”π›Όπ›½β‹…βˆ‚π‘¦π›Όβˆ‚π‘₯π‘–β‹…βˆ‚π‘¦π›½βˆ‚π‘₯𝑗.
EX 2.2
  1. ℝ𝑛 with Euclidean metric: d𝑠2=(dπ‘₯1)2+β‹―+(dπ‘₯𝑛)2.

    When 𝑛=2, we can also use polar coordinates: d𝑠2=dπ‘Ÿ2+π‘Ÿ2dπœƒ2.

  2. π•Šπ‘› with round metric, the metric restricted from the Euclidean metric on ℝ𝑛+1. For 𝑛=2, it reads

    d𝑠2=11βˆ’π‘₯2βˆ’π‘¦2((1βˆ’π‘¦2)dπ‘₯2+(1βˆ’π‘₯2)d𝑦2+2π‘₯𝑦dπ‘₯d𝑦).

    Using spherical coordinates (π‘₯,𝑦,𝑧)=(sinπ‘Ÿcosπœƒ,sinπ‘Ÿsinπœƒ,cosπ‘Ÿ),

    d𝑠2=dπ‘Ÿ2+sin2π‘Ÿdπœƒ2.

    Using stereographic projection,

    d𝑠2=41+β€–π‘₯β€–2d𝑠Euclidean2.
  3. Hyperbolic space. The PoincarΓ© ball model:

    (𝔻𝑛,𝑔), 𝑔=4(1βˆ’β€–π‘₯β€–2)2d𝑠Euclidean2;

    the upper half space model:

    (ℝ+𝑛,𝑔), ,𝑔=1π‘₯𝑛62d𝑠Euclidean2;

    and the Beltrami-Klein model:

    (𝔻𝑛,𝑔), 𝑔=(dπ‘₯1)2+β‹―+(dπ‘₯𝑛)21βˆ’β€–π‘₯β€–2+(π‘₯1dπ‘₯1+β‹―+π‘₯𝑛dπ‘₯𝑛)2(1βˆ’β€–π‘₯β€–2)2.

A diffeomorphism Ξ¦:(𝑀1,𝑔1)β†’(𝑀2,𝑔2) is called conformal, if Ξ¦βˆ—π‘”2=e𝑓𝑔1 for some π‘“βˆˆπ’žοΈ€βˆž(𝑀1).

2.2 Length, Angle and Volume

Suppose (𝑀1,𝑔1) and (𝑀2,𝑔2) are Riemannian manifolds. If there is a diffeomorphism Ξ¦:π‘€βˆ’1→𝑀2 such that Ξ¦βˆ—(𝑔2)=𝑔1, call 𝑀1 and 𝑀2 isometric, and Ξ¦ an isometry. Equivalently, 𝑔1(𝑋,π‘Œ)=𝑔2(Ξ¦βˆ—π‘‹,Ξ¦βˆ—π‘Œ).

Using the metric we can define the length of a curve. Let 𝛾:(π‘Ž,𝑏)→𝑀 be a smooth (or π’žοΈ€1) curve, define its length

𝐿(𝛾)=βˆ«π‘Žπ‘|𝛾̇(𝑑)|d𝑑,

where |𝛾̇(𝑑)|=𝑔(𝛾̇(𝑑),𝛾̇(𝑑)). For 𝑝,π‘žβˆˆπ‘€, we can then define the distance between 𝑝 and π‘ž, by

𝑑(𝑝,π‘ž)=inf{𝐿(𝛾):𝛾is a curve between𝑝andπ‘ž}.

If 𝑀 is orientable, under an oriented atlas, we can also define a volume form

d𝑣𝑔=det(𝑔(βˆ‚βˆ‚π‘₯𝑖,βˆ‚βˆ‚π‘₯𝑗))dπ‘₯1βˆ§β‹―βˆ§dπ‘₯𝑛.

Given two smooth curves 𝛾1, 𝛾2 on 𝑀 such that they intersect at 𝛾1(𝑑1)=𝛾2(𝑑2)=𝑝, we define the angle πœƒ between them at 𝑝 as

cosπœƒ=𝑔𝑝(𝛾′(𝑑1),𝛾′(𝑑2))‖𝛾′(𝑑1)‖⋅‖𝛾′(𝑑2)β€–.

A diffeomorphism Ξ¦:(𝑀1,𝑔1)β†’(𝑀2,𝑔2) is called conformal if it preserves all angles. Equivalently, Ξ¦ is conformal if there is a smooth function π‘“βˆˆπ’žοΈ€βˆž(𝑀1) such that Ξ¦βˆ—(𝑔2)=e𝑓𝑔1.

2.3 Riemannian Metric on Products

Suppose (𝑀,𝑔) and (𝑁,β„Ž) are two Riemannian manifolds. We give the product manifold 𝑀×𝑁 a metric, the product metric π‘”βŠ•β„Ž, by

(π‘”βŠ•β„Ž)(𝑝,π‘ž)((𝑣1,𝑀1),(𝑣2,𝑀2))=𝑔𝑝(𝑣1,𝑣2)+β„Žπ‘ž(𝑀1,𝑀2).

In local coordinates,

π‘”βŠ•β„Ž=(π‘”π‘–π‘—β„Žπ‘˜π‘™).

The product metric can be generalized to warped product metrics, denoted π‘”βŠ•π‘“β„Ž, where π‘“βˆˆπ’žοΈ€βˆž(𝑀), defined as

(π‘”βŠ•π‘“β„Ž)(𝑝,π‘ž)((𝑣1,𝑀1),(𝑣2,𝑀2))=𝑔𝑝(𝑣1,𝑣2)+𝑓(𝑝)β‹…β„Žπ‘ž(𝑀1,𝑀2).

The round metric on π•Š2 in spherical coordinates form is an example of the warped product of two ℝ with Euclidean metric.

2.4 Musical Isomorphisms

The Riemannian metric 𝑔 provides a symmetric positive definite bilinear map Ξ“(𝑇𝑀)Γ—Ξ“(𝑇𝑀)β†’π’žοΈ€βˆž(𝑀). This can also be viewed as a linear isomorphism Ξ“(𝑇𝑀)β†’Ξ“(π‘‡βˆ—π‘€), given by 𝑣↦𝑔(𝑣,βˆ’). In other words to every vector π‘£βˆˆπ‘‡π‘π‘€, there is a covector 𝐺(𝑣) such that 𝐺(𝑣)(𝑀)=𝑔(𝑣,𝑀); this 𝐺(𝑣) is said to be obtained from 𝑣 by lowering the index, and is denoted 𝑣♭. Similarly, for a covector 𝛼 there is a corresponding vector πΊβˆ’1(𝑣), obtained by raising the index it is denoted 𝛼♯.

A remark on the names β€œlowering / raising the indices”. Normally, for a tensor, covariant indices are written as subscripts, and contravariant indices are written as superscripts. The name β€œcovariant” and β€œcontravariant” comes from the way they transform under a coordinate change: covariant tensors like 1-forms transforms by the Jacobian of the transformation

d𝑦𝛼=βˆ‚π‘¦π›Όβˆ‚π‘₯𝑖dπ‘₯𝑖,

and contravariant tensors like vector fields transforms by the inverse

βˆ‚βˆ‚π‘¦π›Ό=βˆ‚π‘₯π‘–βˆ‚π‘¦π›Όβˆ‚βˆ‚π‘₯𝑖.

Therefore, turning a (contravariant) vector into a covector makes it covariant, hence lowering its index from a superscript into a subscript; and turning a covector into a vector raises its index.

By raising the index, we can define a metric 𝑔̃ on Ξ“(π‘‡βˆ—π‘€)Γ—Ξ“(π‘‡βˆ—π‘€), by 𝑔̃(𝛼,𝛽)=𝑔(𝛼♯,𝛽♯). In local coordinates,

𝑔̃(𝛼,𝛽)=𝑔𝑖𝑗𝛼𝑖𝛽𝑗,

where 𝛼=𝛼𝑖dπ‘₯𝑖, 𝛽=𝛽𝑗dπ‘₯𝑗 and 𝑔𝑖𝑗 is the inverse of 𝑔𝑖𝑗, π‘”π‘–π‘˜π‘”π‘˜π‘—=𝛿𝑗𝑖={1if𝑖=𝑗0otherwise.

Similarly, we can define 𝑔 on any (π‘Ÿ,𝑠)-tensor field:

𝑔(𝑇,𝑆)=𝑇𝑗1⋯𝑗𝑠𝑖1β‹―π‘–π‘Ÿπ‘†π‘™1β‹―π‘™π‘ π‘˜1β‹―π‘˜π‘Ÿβ‹…π‘”π‘–1π‘˜1β‹―π‘”π‘–π‘Ÿπ‘˜π‘Ÿβ‹…π‘”π‘—1𝑙1⋯𝑔𝑗𝑠𝑙𝑠.

Section 3 Parallel Transport

3.1 Affine Connections

Affine connections βˆ‡ are a class of β€œdirectional derivatives”. As all derivatives, we begin the definition with

βˆ‡π‘‹π‘“=𝑋𝑓.

On vector fields, they are characterized by the following conditions:

DEF 3.1
  1. βˆ‡π‘‹π‘Œ is ℝ-linear in π‘Œ and π’žοΈ€βˆž-linear in 𝑋. (Notice the difference!)

  2. Leibniz rule: βˆ‡π‘‹(π‘Œπ‘)=π‘Œ(βˆ‡π‘‹π‘)+(βˆ‡π‘‹π‘Œ)𝑍.

If (π‘₯1,β‹―,π‘₯𝑛) is a local coordinates, 𝑉=π‘‰π‘–βˆ‚βˆ‚π‘₯𝑖, π‘Š=π‘Šπ‘–βˆ‚βˆ‚π‘₯𝑖, then

βˆ‡π‘‰π‘‰π‘–βˆ‡βˆ‚βˆ‚π‘₯𝑖(π‘Šπ‘—βˆ‚βˆ‚π‘₯𝑗)=𝑉𝑖(βˆ‚π‘Šπ‘—βˆ‚π‘₯π‘–βˆ‚βˆ‚π‘₯𝑗+π‘Šπ‘—βˆ‡βˆ‚βˆ‚π‘₯π‘–βˆ‚βˆ‚π‘₯𝑗).

Suppose that βˆ‡βˆ‚βˆ‚π‘₯π‘–βˆ‚βˆ‚π‘₯𝑗=Ξ“π‘–π‘—π‘˜βˆ‚βˆ‚π‘₯π‘˜; the Ξ“π‘–π‘—π‘˜ are called Christoffel symbols. Moreover denote

βˆ‡π‘–π‘Šπ‘—=βˆ‚π‘Šπ‘—βˆ‚π‘₯𝑖+π‘Šπ‘˜Ξ“π‘–π‘˜π‘—,

which is the usual Euclidean derivative plus a correction term. This is called the tensor component1. Then βˆ‡π‘‰π‘Š can be written locally as 𝑉𝑖(βˆ‡π‘–π‘Šπ‘—)βˆ‚βˆ‚π‘₯𝑗.

If βˆ‡1 and βˆ‡2 are two affine connections, then βˆ‡1βˆ’βˆ‡2 is π’žοΈ€βˆž-linear in both variables, so it’s a tensor field. This means that we can translate a connection with a tensor field to modify it.

The connection can also be defined on 1-forms using the Leibniz rule:

(βˆ‡π‘‹π›Ό)(π‘Œ)=βˆ‡π‘₯π‘Ž(π‘Œ)βˆ’π›Ό(βˆ‡π‘‹π‘Œ).

This definition is also ℝ-linear in 𝛼, π’žοΈ€βˆž-linear in 𝑋, and satisfies the Leibniz rule. The tensor component is now

βˆ‡π‘–π›Όπ‘—=βˆ‚π›Όπ‘—βˆ‚π‘₯π‘–βˆ’π›Όπ‘˜Ξ“π‘–π‘—π‘˜.

Generally, for (π‘Ÿ,𝑠)-tensor fields,

βˆ‡π‘‹π‘‡=𝑋𝑝(βˆ‡π‘π‘‡π‘—1⋯𝑗𝑠𝑖1β‹―π‘–π‘Ÿ)βˆ‚βˆ‚π‘₯𝑖1βŠ—β‹―βŠ—βˆ‚βˆ‚π‘₯π‘–π‘ŸβŠ—dπ‘₯𝑗1βŠ—β‹―βŠ—dπ‘₯𝑗𝑠,

where the tensor component is

βˆ‡π‘π‘‡π‘—1⋯𝑗𝑠𝑖1β‹―π‘–π‘Ÿ=βˆ‚βˆ‚π‘₯𝑝(𝑇𝑗1⋯𝑗𝑠𝑖1β‹―π‘–π‘Ÿ)+βˆ‘π‘˜Ξ“π‘π›½π‘–π‘˜π‘‡π‘—1⋯𝑗𝑠𝑖1β‹―π›½β‹―π‘–π‘Ÿβˆ’βˆ‘π‘™Ξ“π‘π‘—π‘™π›Όπ‘‡π‘—1⋯𝛼⋯𝑗𝑠𝑖1β‹―π‘–π‘Ÿ.

The link of affine connections to Riemannian geometry is the following theorem:

THM 3.2

Suppose (𝑀,𝑔) is a Riemannian manifold. Then there is a unique affine connection βˆ‡ on 𝑀, called the Levi-Civita connection, satisfying two more conditions:

  1. metric compatibility: βˆ‡π‘(𝑔(𝑋,π‘Œ))=𝑔(βˆ‡π‘π‘‹,π‘Œ)+𝑔(𝑋,βˆ‡π‘π‘Œ).2

  2. torsion-free: βˆ‡π‘‹π‘Œβˆ’βˆ‡π‘Œπ‘‹=[𝑋,π‘Œ].3

It can be expressed using Lie brackets and the inner product βŸ¨π‘‹,π‘ŒβŸ©=𝑔(𝑋,π‘Œ) as

2βŸ¨π‘Œ,βˆ‡π‘π‘‹βŸ©=π‘βŸ¨π‘‹,π‘ŒβŸ©+π‘‹βŸ¨π‘Œ,π‘βŸ©βˆ’π‘ŒβŸ¨π‘‹,π‘βŸ©βˆ’βŸ¨π‘‹,[𝑍,π‘Œ]βŸ©βˆ’βŸ¨π‘,[𝑋,π‘Œ]βŸ©βˆ’βŸ¨π‘Œ,[𝑋,𝑍]⟩.

In Christoffel symbols,

Ξ“π‘–π‘—π‘˜=12π‘”π‘˜π‘™(βˆ‚π‘”π‘—π‘™βˆ‚π‘₯𝑖+βˆ‚π‘”π‘–π‘™βˆ‚π‘₯π‘—βˆ’βˆ‚π‘”π‘–π‘—βˆ‚π‘₯𝑙).

3.2 Parallel Transport and Holonomy

Throughout this section, let βˆ‡ be the Levi-Civita connection.

DEF 3.3

Suppose 𝛾:(π‘Ž,𝑏)→𝑀 is a curve and 𝑉(𝑑)βˆˆπ‘‡π›Ύ(𝑑)𝑀 is a vector field on 𝛾. We say that 𝑉 is parallel along 𝛾 if βˆ‡π›Ύβ€²π‘‰=0.

Generally, we say that a tensor 𝑇 is parallel if for any vector field 𝑋, βˆ‡π‘‹π‘‡=0. In this case we write βˆ‡π‘‡=0.

In local coordinates, 𝑉 is parallel to 𝛾 if and only if dπ‘‰π‘˜d𝑑+Ξ“π‘–π‘—π‘˜π›Ύβ€²π‘–(𝑑)𝑉𝑗=0, where Ξ“π‘–π‘—π‘˜ can be calculated using EquationΒ 29. This is a first-order linear ODE, therefore given an initial vector 𝑣 at 𝛾(π‘Ž), we can find a unique vector field 𝑉 on 𝛾 such that 𝑉(π‘Ž)=𝑣. In this case, we say that 𝑉(𝑏) is obtained from 𝑉(π‘Ž) by parallel transporting along 𝛾. Parallel transport along 𝛾 is denoted 𝑃𝛾.

Suppose 𝛾 is a curve from 𝑝 to π‘ž. Parallel transport is then a map from 𝑇𝑝𝑀 to π‘‡π‘žπ‘€. Moreover, it is a linear isometry, meaning that it is a linear map preserving the metric.

In particular, we can construct an orthonormal basis {𝐸1,β‹―,𝐸𝑛} of 𝑇𝑝𝑀 and parallel transport it along 𝛾; it will remain orthonormal at any point. We thus obtain an orthonormal frame along the curve, {𝐸1(𝑑),β‹―,𝐸𝑛(𝑑)}. If 𝑉 is a vector field along the curve, then using this orthonormal frame, d𝑉d𝑑=d𝑉𝑖d𝑑𝐸𝑖.

Suppose 𝛼 is a loop at 𝑝. Then 𝑃𝛼 is a linear isometry from 𝑇𝑝𝑀 to 𝑇𝑝𝑀 itself. The set of parallel transport {𝑃𝛼:𝛼is a loop at𝑝} then form a subgroup of O(𝑛) under composition; this is called the holonomy group Hol𝑝(𝑀,𝑔). It is a Lie subgroup of O(𝑛).

If we only consider contractible loops, then Hol𝑝0(𝑀,𝑔)={𝑃𝛼:𝛼is contractible} is a connected component of Hol𝑝(𝑀,𝑔), and Hol𝑝/Hol𝑝0 is at most countable.

The holonomy of product is the product of holonomy:

Hol(𝑝,π‘ž)(𝑀×𝑁,π‘”βŠ•β„Ž)=Hol𝑝(𝑀,𝑔)Γ—Holπ‘ž(𝑁,β„Ž).

Holonomy groups at different points are related by conjugation: if 𝛼 is a curve from 𝑝 to π‘ž, then Hol𝑝(𝑀,𝑔)=π‘ƒπ›Όβˆ’1β‹…Holπ‘ž(𝑀,𝑔)⋅𝑃𝛼.

A theorem by Ambrose-Singer says that the Lie algebra of Hol𝑝0 is generated by curvature forms.

Hol𝑝0 has a natural action on 𝑇𝑝𝑀. Decompose 𝑇𝑝𝑀 into irreducible invariant subspaces 𝑉1βŠ•β‹―βŠ•π‘‰π‘˜. Along parallel transport, the above decomposition preserves. Therefore, along a curve 𝛾, 𝑇𝛾𝑀 can be decomposed into distributions 𝐷1βŠ•β‹―βŠ•π·π‘˜.

THM 3.4

The above decomposition is a local splitting around 𝑝: for some open neighbourhood of π‘ˆ, π‘ˆ is isometric to (π‘ˆ1Γ—β‹―Γ—π‘ˆπ‘˜,𝑔1βŠ•β‹―βŠ•π‘”π‘˜).

If 𝑀 is simply connected, the the above splitting can be made global, decomposing 𝑀 into a product.

If a Riemannian manifold cannot be decomposed into a product, it is called irreducible.

THM 3.5

If 𝑀 is simply connected and irreducible, then Hol𝑝=Hol𝑝0 either acts on π•Šπ‘›βˆ’1βŠ†π‘‡π‘π‘€ transitively, or 𝑀 is a symmetric space of rank at least 2. In the first case we can make the following table:

dim𝑀=𝑛Hol𝑝Properties
𝑛SO(𝑛)orientable
2𝑛U(𝑛)KΓ€hler
2𝑛SU(𝑛)Calabi-Yau (Ricci-flat KΓ€hler)
4𝑛Sp(1)Sp(𝑛)Quaternion KΓ€hler-Einstein
16Spin(9)Symmetric Einstein
8Spin(7)Ricci-flat
7𝐺2Ricci-flat
………

Section 4 Geodesics

DEF 4.1
A π’žοΈ€2-curve 𝛾 is called a geodesic if βˆ‡π›ΎΜ‡π›ΎΜ‡=0.

Locally, (π‘₯𝑖(𝑑)) is a geodesic if and only if

π‘₯π‘–Μˆ(𝑑)⎡Euclideanaccelerationfield+Ξ“π‘—π‘˜π‘–π‘₯𝑗̇(𝑑)π‘₯π‘˜Μ‡(𝑑)⎡non-Euclideancorrection=0

for all 𝑖. This is a (quasi-linear) ODE, so it has a unique solution under two initial conditions: 𝛾(0)=𝑝 and 𝛾′(0)=π‘£βˆˆπ‘‡π‘π‘€, and this unique solution is smooth.

If every maximal geodesic is defined on ℝ, or if every geodesic can be indefinitely extended, call this manifold geodesic complete.

4.1 Exponential map

Suppose 𝛾:[0,1]→𝑀 is a geodesic with 𝛾(0)=𝑝 and 𝛾′(0)=𝑣. We define the exponential map exp𝑝:𝑇𝑝𝑀→𝑀 as exp𝑝(𝑣)=𝛾(1).

If 𝑀 is not geodesically complete, the exponential map may not be defined everywhere on 𝑇𝑝𝑀. The domain of exp𝑝 is always a star-shaped region (because exp𝑝(πœ†π‘£)=𝛾(πœ†) for πœ†<1). We often restrict it to a small ball around 0βˆˆπ‘‡π‘π‘€.

PROP 4.2
For any π‘βˆˆπ‘€, there is some πœ€>0, such that exp𝑝:π΅πœ€(0)βŠ†π‘‡π‘π‘€β†’π‘€ is a diffeomorphism onto its image. Moreover, (exp𝑝)βˆ—,0=id.

In this case we call exp𝑝(π΅πœ€(0)) a geodesic ball and its boundary exp𝑝(π‘†πœ€(0)) a geodesic sphere. π‘‰βŠ†π‘€ is called a normal neighbourhood if there is some π‘ˆβˆˆπ‘‡π‘π‘€ such that exp𝑝:π‘ˆβ†’π‘‰ is a diffeomorphism.

exp𝑝 induces two sets of local coordinates around 𝑝. The first is the normal coordinate: it’s the image of the orthonormal Cartesian coordinates on 𝑇𝑝𝑀 on a normal neighbourhood. Under normal coordinates, Ξ“π‘–π‘—π‘˜(𝑝)=0 and 𝑔(𝑒𝑖,𝑒𝑗)=𝛿𝑖𝑗 at 𝑝. (Notice: it’s only valid at 𝑝, and not around 𝑝!)

The second is the geodesic polar coordinates. It is the image of polar coordinates on 𝑇𝑝𝑀 on a normal neighbourhood. Therefore the coordinates consists of radial geodesics from 𝑝 and geodesic spheres around 𝑝. Marvelously, orthogonality of polar coordinates are preserved.

LEM 4.3

If π‘ˆ is a normal neighbourhood of 𝑝, then every geodesic from 𝑝 is orthogonal to the geodesic spheres centered at 𝑝.

In particular, exp𝑝 is an isometry along the radial direction: for any π‘£βˆˆπ‘‡π‘π‘€ and π‘₯βˆˆπ‘‡π‘π‘€β‰…π‘‡π‘£(𝑇𝑝𝑀),

𝑔((exp𝑝)βˆ—,𝑣π‘₯,(exp𝑝)βˆ—,𝑣𝑣)=𝑔(π‘₯,𝑣).

4.2 Hopf-Rinow Theorem

THM 4.4

A Riemannian manifold is geodesic complete,

  • if and only if it is complete as a metric space,
  • and if and only if exp is globally defined at some point (and hence every point).

As a corollary, all compact manifolds are complete.

4.3 Length Minimizers: First Variation of Arclength

Suppose 𝛾:[π‘Ž,𝑏]→𝑀 is a (piecewise) smooth curve. A variation family Ξ¦ of 𝛾 is map Ξ¦:[π‘Ž,𝑏]Γ—(βˆ’πœ€,πœ€)→𝑀 such tht

  1. Ξ¦(βˆ’,0)=𝛾;
  2. Ξ¦ is (piecewise in the first parameter) smooth.

We asy that Ξ¦ is proper if Ξ¦(π‘Ž,βˆ’)=𝛾(π‘Ž) and Ξ¦(𝑏,βˆ’)=𝛾(𝑏).

THM 4.5

If 𝛾:[π‘Ž,𝑏]→𝑀 is a smooth curve and |𝛾̇(𝑑)|=1, Ξ¦(𝑑,𝑠) is a variational family of 𝛾, then

dd𝑠|𝑠=0𝐿(Ξ¦(βˆ’,𝑠))=βŸ¨π‘£0,𝑇0⟩|π‘Žπ‘βˆ’βˆ«π‘Žπ‘βŸ¨π‘£0,βˆ‡π‘‡0𝑇0⟩d𝑑,

where 𝑣0=Ξ¦βˆ—(βˆ‚βˆ‚π‘ )|𝑠=0 and 𝑇0=Ξ¦βˆ—(βˆ‚βˆ‚π‘‘)|𝑠=0.

As a corollary, if Ξ¦ is a proper variation and 𝑣0 is chosen arbitrarily, then 𝛾 is arclength-minimizing only if 𝛾 is a geodesic.

Section 5 Curvature

5.1 Hessian and Laplacian

If the Levi-Civita connection corresponds to the first order derivative, then the Hessian corresponds to second order derivative.

Recall that βˆ‡π‘‹π‘“=𝑋(𝑓) can be treated as a covector field: βˆ‡π‘“:π‘‹β†¦βˆ‡π‘‹π‘“. By lowering the index, we get the gradient vector field

grad𝑓=(βˆ‡π‘“)β™­=π‘”π‘–π‘—βˆ‚π‘“βˆ‚π‘₯π‘–βˆ‚βˆ‚π‘₯π‘—β‰•βˆ‡π‘—π‘“β‹…βˆ‚βˆ‚π‘₯𝑗.

βˆ‡βˆ‡π‘“ is then a (2,0)-tensor field: βˆ‡βˆ‡π‘“:(𝑋,π‘Œ)↦(βˆ‡π‘‹(βˆ‡π‘“))(π‘Œ). By some calculation, βˆ‡βˆ‡π‘“=𝑋(π‘Œ(𝑓))βˆ’(βˆ‡π‘‹π‘Œ)(𝑓). This is called the Hessian. Locally:

(βˆ‡βˆ‡π‘“)(βˆ‚βˆ‚π‘₯𝑖,βˆ‚βˆ‚π‘₯𝑗)=βˆ‚2π‘“βˆ‚π‘₯π‘–βˆ‚π‘₯π‘—βˆ’Ξ“π‘–π‘—π‘˜βˆ‚π‘“βˆ‚π‘₯π‘˜.

Therefore, the Hessian is symmetric in 𝑋 and π‘Œ. Conventionally we write βˆ‡βˆ‡π‘“=βˆ‡π‘–βˆ‡π‘—π‘“β‹…dπ‘₯𝑖dπ‘₯𝑗, where

βˆ‡π‘–βˆ‡π‘—π‘“=βˆ‚2π‘“βˆ‚π‘₯π‘–βˆ‚π‘₯π‘—βˆ’Ξ“π‘–π‘—π‘˜βˆ‚π‘“βˆ‚π‘₯π‘˜.

Similarly, βˆ‡π‘Œ:π‘‹β†¦βˆ‡π‘‹π‘Œ is a (1,1)-tensor field. Locally,

βˆ‡π‘Œ=(βˆ‚π‘Œπ‘–βˆ‚π‘₯𝑗+Ξ“π‘—π‘˜π‘–π‘Œπ‘˜)dπ‘₯𝑗.

The Laplacian of a function 𝑓 is defined as βˆ†π‘“=trβˆ‡(grad𝑓). Locally,

βˆ†π‘“=trβˆ‡(βˆ‡π‘–π‘“β‹…βˆ‚βˆ‚π‘₯𝑖)=tr(βˆ‡π‘—βˆ‡π‘–π‘“β‹…βˆ‚βˆ‚π‘₯π‘–βŠ—dπ‘₯𝑗)=βˆ‡π‘–βˆ‡π‘–π‘“=βˆ‡π‘—(π‘”π‘—π‘˜βˆ‡π‘˜π‘“)=π‘”π‘—π‘˜βˆ‡π‘—βˆ‡π‘˜π‘“.

The last step is by metric compatibility. Actually, we have the following formula:

βˆ†π‘“=1detπ‘”βˆ‚βˆ‚π‘₯𝑖(det𝑔 π‘”π‘–π‘—βˆ‚π‘“βˆ‚π‘₯𝑗)=divgrad𝑓.

5.2 Riemannian Curvature

For vector fields we can do similar things. Let 𝑋, π‘Œ and 𝑍 be vector fields. Then

βˆ‡π‘‹βˆ‡π‘Œπ‘=π‘‹π‘–βˆ‡π‘–(π‘Œπ‘—βˆ‡π‘—π‘π‘˜βˆ‚βˆ‚π‘₯π‘˜)=π‘‹π‘–βˆ‡π‘–(π‘Œπ‘—βˆ‡π‘—π‘π‘˜)βˆ‚βˆ‚π‘₯π‘˜=𝑋𝑖(βˆ‡π‘–π‘Œπ‘—βˆ‡π‘—π‘π‘˜+π‘Œπ‘—βˆ‡π‘–βˆ‡π‘—π‘π‘˜)βˆ‚βˆ‚π‘₯π‘˜

Therefore,

βˆ‡π‘‹βˆ‡π‘Œπ‘βˆ’βˆ‡π‘Œβˆ‡π‘‹π‘=π‘‹π‘–π‘Œπ‘—(βˆ‡π‘–βˆ‡π‘—π‘π‘˜βˆ’βˆ‡π‘—βˆ‡π‘–π‘π‘˜)βˆ‚βˆ‚π‘₯π‘˜+βˆ‡[𝑋,π‘Œ]𝑍.

Remarkably, the first term, which is equal to βˆ‡π‘‹βˆ‡π‘Œπ‘βˆ’βˆ‡π‘Œβˆ‡π‘‹π‘βˆ’βˆ‡[𝑋,π‘Œ]𝑍, is a tensor. This is the Riemannian curvature tensor 𝑅(𝑋,π‘Œ)𝑍. This is a (1,3)-tensor field, and it can be written as 𝑅=π‘…π‘–π‘—π‘˜π‘™dπ‘₯π‘–βŠ—dπ‘₯π‘—βŠ—βˆ‚βˆ‚π‘™βŠ—π‘₯π‘˜. The 𝑖, 𝑗, π‘˜ indices corresponds to the 𝑋, π‘Œ, 𝑍 input, and the 𝑙 index corresponds to the field 𝑅(𝑋,π‘Œ)𝑍.

Expanding the defining equation into Christoffel symbols, we get

π‘…π‘–π‘—π‘™π‘˜=(βˆ‚π‘–Ξ“π‘—π‘™π‘˜+Ξ“π‘–π‘π‘˜Ξ“π‘—π‘™π‘)βˆ’(βˆ‚π‘—Ξ“π‘–π‘™π‘˜+Ξ“π‘—π‘žπ‘˜Ξ“π‘–π‘™π‘ž).

By lowering the index 𝑙 we get a (0,4)-tensor field

π‘…π‘š:Ξ“(𝑇𝑀)Γ—Ξ“(𝑇𝑀)Γ—Ξ“(𝑇𝑀)Γ—Ξ“(𝑇𝑀)β†’π’žοΈ€βˆž(𝑀),𝑋,π‘Œ,𝑍,π‘Šβ†¦βŸ¨π‘…(𝑋,π‘Œ)π‘Š,π‘βŸ©.

In local coordinates, π‘…π‘–π‘—π‘˜π‘™=π‘”π‘˜π‘π‘…π‘–π‘—π‘™π‘.

PROP 5.1

These are symmetric properties of 𝑅 and π‘…π‘š.

In global form:

  • 𝑅(𝑋,π‘Œ)𝑍=βˆ’π‘…(π‘Œ,𝑋)𝑍;
  • π‘…π‘š(𝑋,π‘Œ,𝑍,π‘Š)=βˆ’π‘…π‘š(π‘Œ,𝑋,𝑍,π‘Š)=βˆ’π‘…π‘š(𝑋,π‘Œ,π‘Š,𝑍)=π‘…π‘š(𝑍,π‘Š,𝑋,π‘Œ);
  • (first Bianchi identity) 𝑅(𝑋,π‘Œ)𝑍+𝑅(π‘Œ,𝑍)𝑋+𝑅(𝑍,𝑋)π‘Œ=0;
  • (first Bianchi identity) π‘…π‘š(𝑋,π‘Œ,π‘Š,𝑍)+π‘…π‘š(π‘Œ,𝑍,π‘Š,𝑋)+π‘…π‘š(𝑍,𝑋,π‘Š,π‘Œ)=0; the same holds if we fix any input and cycle the rest.

In local form:

  • π‘…π‘–π‘—π‘˜π‘™=βˆ’π‘…π‘—π‘–π‘˜π‘™;

  • π‘…π‘–π‘—π‘˜π‘™+π‘…π‘—π‘˜π‘–π‘™+π‘…π‘˜π‘–π‘—π‘™=0;
  • π‘…π‘–π‘—π‘˜π‘™+π‘…π‘—π‘™π‘˜π‘–+π‘…π‘™π‘–π‘˜π‘—=0; the same holds if we fix any index and cycle the rest.
  • π‘…π‘–π‘—π‘˜π‘™=βˆ’π‘…π‘–π‘—π‘™π‘˜=βˆ’π‘…π‘—π‘–π‘˜π‘™=π‘…π‘˜π‘™π‘–π‘—.

𝑅(𝑋,π‘Œ):𝑍↦𝑅(𝑋,π‘Œ)𝑍 is called the curvature operator. Locally, 𝑅(βˆ‚π‘–,βˆ‚π‘—)𝑍=(π‘π‘™π‘…π‘–π‘—π‘™π‘˜)βˆ‚π‘™, so

βˆ‡π‘–βˆ‡π‘—π‘π‘˜βˆ’βˆ‡π‘—βˆ‡π‘–π‘π‘˜=π‘…π‘–π‘—π‘™π‘˜π‘π‘™.

Extending 𝑅(𝑋,π‘Œ) to Ξ©1(𝑀),

𝑅(𝑋,π‘Œ)𝛼=βˆ‡π‘‹βˆ‡π‘Œπ›Όβˆ’βˆ‡π‘Œβˆ‡π‘‹π›Όβˆ’βˆ‡[𝑋,π‘Œ]π›ΌβŸΉβˆ‡π‘–βˆ‡π‘—π›Όπ‘˜βˆ’βˆ‡π‘—βˆ‡π‘–π›Όπ‘˜=βˆ’π‘…π‘–π‘—π‘˜π‘™π›Όπ‘™=π‘…π‘–π‘—π‘˜π‘™π›Όπ‘™.

For functions, 𝑅(𝑋,π‘Œ)𝑓=0, because the Hessian is symmetric.

By anti-symmetric properties of π‘…π‘š, it is actually a map ∧2π‘‡π‘€βŠ—βˆ§2π‘‡π‘€β†’π’žοΈ€βˆž(𝑀), sending (π‘‹βˆ§π‘Œ,π‘βˆ§π‘Š) to π‘…π‘š(𝑋,π‘Œ,𝑍,π‘Š). Moreover, we can define an operator 𝑅:∧2π‘‡π‘€β†’βˆ§2𝑇𝑀, such that βŸ¨π‘…(π‘‹βˆ§π‘Œ),π‘βˆ§π‘ŠβŸ©=π‘…π‘š(π‘‹βˆ§π‘Œ,π‘βˆ§π‘Š). This 𝑅 is self-adjoint, and is called the curvature operator.

THM 5.2 Hamilton

Any compact 4-dimensional Riemannian manifold with a positive curvature operator is diffeomorphic to π•Š4 or ℝP4.

Any compact 4-dimensional Riemannian manifold with a non-negative curvature operator is diffeomorphic to π•Š4, β„‚P2, π•Š3×ℝ, π•Š2Γ—π•Š2, ℝ4 or their quotient by a finite group.

5.3 Sectional Curvature, Ricci Curvature, Scalar Curvature

DEF 5.3 sectional curvature

Let π‘βˆˆπ‘€ and 𝜎 be a 2-dimensional tangent plane spanned by 𝑋𝑝,π‘Œπ‘βˆˆπ‘‡π‘π‘€. Define the sectional curvature at (𝑝,𝜎):

𝐾𝑝(𝜎)=π‘…π‘š(𝑋𝑝,π‘Œπ‘,𝑋𝑝,π‘Œπ‘)β€–π‘‹π‘βˆ§π‘Œπ‘β€–2.

Here β€–π‘’βˆ§π‘£β€–2=𝑔(𝑒,𝑒)𝑔(𝑣,𝑣)βˆ’π‘”(𝑒,𝑣)2 is the infinitesimal area spanned by 𝑒 and 𝑣. This definition is independent of the basis 𝑋𝑝, π‘Œπ‘ chosen.

In dimension 2, there can be only one tangent plane at every point, and the sectional curvature is equal to the Gaussian curvature: 𝐾=𝑅1212β€–βˆ‚1Γ—βˆ‚2β€–2.

The sectional curvature can be defined for any (0,4)-tensor satisfying the symmetry properties in Proposition 5.1. Conversely, if for two such (0,4)-tensors π‘…π‘š and π‘…Μƒπ‘š, we get the same sectional curvature at 𝑝 for all 𝜎 (𝐾𝑝(𝜎)=𝐾̃𝑝(𝜎)), then π‘…π‘š(𝑝)=π‘…Μƒπ‘š(𝑝).

If for any 𝑝 and any 𝜎, 𝐾𝑝(𝜎) is constant, we call 𝑀 a manifold of constant sectional curvature. If 𝑀 has constant curvature π‘βˆˆβ„, then

π‘…π‘š(𝑋,π‘Œ,𝑍,π‘Š)=𝑐⋅(𝑔(𝑋,𝑍)𝑔(π‘Œ,π‘Š)βˆ’π‘”(𝑋,π‘Š)𝑔(π‘Œ,𝑍)).

If 𝑀 is a simply connected manifold of constant curvature, then 𝑀 must be isometric to a sphere, the Euclidean space, or a hyperbolic space.

DEF 5.4 Ricci curvature, scalar curvature

Let π‘βˆˆπ‘€ and π‘‹βˆˆπ‘‡π‘π‘€ with norm 1. Take an orthonormal basis {𝑋=𝑒1,𝑒2,β‹―,𝑒𝑛}.

Define the Ricci curvature Ric𝑝(𝑋)=βˆ‘π‘–=2π‘›π‘…π‘š(𝑋,𝑒𝑖,𝑋,𝑒𝑖). The Ricci tensor is a (0,2)-tensor Ric(𝑋,π‘Œ)=βˆ‘π‘–=1π‘›π‘…π‘š(𝑋,𝑒𝑖,π‘Œ,𝑒𝑖). Locally, we can write Ric=𝑅𝑖𝑗dπ‘₯𝑖dπ‘₯𝑗 (βŠ— is omitted since this is symmetric), where π‘…π‘–π‘˜=π‘”π‘—π‘™π‘…π‘–π‘—π‘˜π‘™.

Define the scalar curvature by 𝑆=π‘”π‘–π‘˜π‘…π‘–π‘˜=π‘”π‘–π‘˜π‘”π‘—π‘™π‘…π‘–π‘—π‘˜π‘™. Equivalently, 𝑆=βˆ‘π‘–=1𝑛Ric(𝑒𝑖,𝑒𝑖).

PROP 5.5 second Bianchi identity
βˆ‡π‘‹π‘…(π‘Œ,𝑍,π‘ˆ,𝑉)+βˆ‡π‘Œπ‘…(𝑍,𝑋,π‘ˆ,𝑉)+βˆ‡π‘π‘…(𝑋,π‘Œ,π‘ˆ,𝑉)=0.

Locally,

βˆ‡π‘–π‘…π‘—π‘˜π‘π‘ž+βˆ‡π‘—π‘…π‘˜π‘–π‘π‘ž+βˆ‡π‘˜π‘…π‘–π‘—π‘π‘ž=0.

Taking contraction by 𝑔𝑖𝑝 and π‘”π‘—π‘ž, we get

βˆ‡π‘–π‘…π‘–π‘˜=12βˆ‡π‘˜π‘†.

The geometric meaning of this identity is encoded in the Hilbert-Einstein functional HE(𝑔)=βˆ«π‘†π‘”dvol𝑔. By the second Bianchi identity, this is diffeomorphism invariant.

LEM 5.6 Schur

Let (𝑀,𝑔) be a Riemannian manifold with dimension at least 3, and satisfies one of the following conditions:

  1. 𝐾𝑝(𝜎) doesn’t depend on 𝜎 (and only on 𝑝): 𝐾𝑝(𝜎)=𝑓(𝑝).
  2. Ric(𝑝)=𝑓(𝑝)⋅𝑔𝑝 for some smooth function 𝑓; i.e., for all π‘£βˆˆπ‘‡π‘π‘€, Ric𝑝(𝑣)=𝑓(𝑝)β‹…|𝑣|2.

Then 𝑓 must be a constant.

5.4 The Laplacian Operator

We introduce some analysis-flavoured results on manifolds. The key is the following expansion of the Laplacian:

THM 5.7 Bochner’s formula

For any smooth function π‘“βˆˆπ’žοΈ€βˆž(𝑀),

12βˆ†|βˆ‡π‘“|2=|βˆ‡βˆ‡π‘“|2+βŸ¨βˆ‡(βˆ†π‘“),βˆ‡π‘“βŸ©+Ric(βˆ‡π‘“,βˆ‡π‘“).

Similar formulas also exist for Laplacians of (harmonic) 1-forms, etc.

The typical use of this formula is in certain special cases, for example, when Ric is positive / negative definite, when 𝑓 is a harmonic function (so that βˆ‡(βˆ†π‘“)=πœ†βˆ‡π‘“), etc. The following theorem is useful in working with harmonic functions:

THM 5.8 Hopf-Calabi maximum principle

Let (𝑀,𝑔) be a connected Riemannian manifold, 𝑓 is a smooth function on 𝑀 such that βˆ†π‘“β©Ύ0. Such a function is called subharmonic.

Then 𝑓 attains no maximum in 𝑀, unless 𝑓 is constant.

Therefore, for example, to prove a function on a compact manifold is constant, one only need to prove that it’s subharmonic, and we can use Bochner’s formula to estimate the Laplacian.

Some examples of statements that can be proved using these results:

PROP 5.9

Suppose 𝑀 is a compact manifold.

  • If Ric𝑀<0 (i.e. negative definite), then 𝑀 admits no Killing field (fields such that ℒ︀𝑋𝑔=0).

  • If Ric𝑀>0, then 𝑀 admits no harmonic 1-form (βˆ†πœ”=0). (Therefore, by Hodge theory, 𝐻1(𝑀;ℝ)=0.)

Section 6 Jacobi Fields and Second Variation

DEF 6.1 Jacobi fields

Suppose 𝛾 is a geodesic, and 𝐽(𝑑) is a vector field on 𝛾. Then 𝐽(𝑑) is called a Jacobi field if it satisfies the following equation:

βˆ‡π›ΎΜ‡βˆ‡π›ΎΜ‡π½(𝑑)=𝑅(𝛾̇(𝑑),𝐽(𝑑))𝛾̇(𝑑).

Jacobi fields arise in variational families of geodesics. Formally, if 𝐹(𝑠,𝑑)=𝛾𝑠(𝑑):(βˆ’πœ€,πœ€)Γ—[0,π‘Ž]→𝑀 is a variational family of geodesics, i.e. 𝛾𝑠 is a geodesic for all 𝑠, then the variational vector field 𝐽(𝑑)=βˆ‚πΉβˆ‚π‘ |𝑠=0 is a Jacobi field. Conversely, if 𝐽(𝑑) is a Jacobi field along a geodesic 𝛾, then there is a variational family of geodesics 𝐹(𝑠,𝑑)=𝛾𝑠(𝑑) such that 𝐽(𝑑)=βˆ‚πΉβˆ‚π‘ |𝑠=0. The construction can be visualized by the following diagram.

Choosing a parallel frame {𝐸𝑖} along 𝛾 and set 𝐽(𝑑)=𝑓𝑖(𝑑)𝐸𝑖(𝑑), then the equation may be written as a system of second order linear ODEs:

π‘“Μˆπ‘—=π‘“π‘–β‹…π‘…π‘š(𝛾̇,𝐸𝑖,𝐸𝑗,𝛾̇).

Let 𝛾 be a geodesic. 𝐽(𝑑)=𝛾̇(𝑑) is a Jacobi field, representing parallel translation of 𝛾 along itself, 𝛾𝑠(𝑑)=𝛾(𝑑+𝑠). 𝐽(𝑑)=𝑑𝛾̇(𝑑) is also a Jacobi field, representing a linear reparametrization of gamma, 𝛾𝑠(𝑑)=𝛾((1+𝑠)𝑑). By linearity of the Jacobi field equation, (π‘Ž+𝑏𝑑)𝛾̇(𝑑) are all Jacobi fields. In fact, they are the only parallel Jacobi fields.

Therefore, all Jacobi fields can be decomposed as π½βŸ‚(𝑑)+(π‘Ž+𝑏𝑑)𝛾̇(𝑑), where π½βŸ‚(𝑑) is orthogonal to 𝛾̇(𝑑); such a Jacobi field is called a normal Jacobi field.

Suppose 𝐽(0)=0. Then Taylor expanding |𝐽(𝑑)|2 about 𝑑 gives

|𝐽(𝑑)|2=𝑑2|𝑀|2βˆ’13𝑅(𝑣,𝑀,𝑣,𝑀)𝑑4+π‘œ(𝑑4),

where 𝑣=𝛾′(0) and 𝑀=𝐽′(0). Therefore, in negative sectional curvature, 𝐽(𝑑) is β€œlonger” than in the Euclidean case, and in positive sectional curvature, 𝐽(𝑑) is β€œshorter” than in the Euclidean case (think hyperbolic planes and spheres). Similarly, in normal coordinates,

𝑔𝑖𝑗=π›Ώπ‘–π‘—βˆ’13π‘…π‘–π‘—π‘˜π‘™π‘₯π‘˜π‘₯𝑙+π‘œ(|π‘₯|2).

6.1 Conjugate Loci

Suppose 𝛾:[0,π‘Ž]→𝑀 is a geodesic and 𝑑0∈[0,π‘Ž]. If there is a Jacobi field along 𝛾 vanishing at both 𝛾(0) and 𝛾(𝑑0), call 𝛾(𝑑0) a conjugate point of, or conjugate to, 𝛾(0). The number of linearly independent such Jacobi fields is called the multiplicity of this conjugate point.

If 𝛾′(0)=𝑣, then 𝛾(𝑑0) is conjugate to 𝛾(0) if and only if 𝑑0𝑣 is a critical point of (exp𝑝)βˆ—, i.e. there is some 𝑀 such that (exp𝑝)βˆ—,𝑑0𝑣(𝑀)=0. If 𝛾(𝑑0) is not conjugate to 𝛾(0), then there is a unique Jacobi field from 0 to 𝑑0, given arbitrary boundary conditions 𝐽(0)=𝑣, 𝐽(π‘Ž)=𝑀.

The conjugate locus of 𝑝 is defined as

𝐢(𝑝)={π‘žβˆˆπ‘€:π‘žis the first conjugate point of𝑝along some geodesic.}

6.2 Second Variation of Arclength and the Index Form

THM 6.2 second variation of arclength

Suppose 𝛾 is a geodesic, 𝛾𝑠 is a variational family of 𝛾 with variational vector field 𝑉. Denote π‘‰βŸ‚ the normal component (with respect to 𝛾). Then

d2d𝑠2|𝑠=0𝐿(𝛾𝑠)=βˆ«π‘Žπ‘(|βˆ‡π›ΎΜ‡π‘‰βŸ‚|2βˆ’π‘…(𝛾̇,π‘‰βŸ‚,𝛾̇,π‘‰βŸ‚))d𝑑+βŸ¨βˆ‡π‘‰π‘‰,π›ΎΜ‡βŸ©|π‘Žπ‘.

If we fix the endpoints, the boundary term vanishes, and we are left with

βˆ«π‘Žπ‘(|βˆ‡π›ΎΜ‡π‘‰βŸ‚|2βˆ’π‘…(𝛾̇,π‘‰βŸ‚,𝛾̇,π‘‰βŸ‚))d𝑑.

We can make this into a bilinear form in two vector fields, by defining the index form

𝐼(𝑉,π‘Š)=βˆ«π‘Žπ‘(βŸ¨βˆ‡π›ΎΜ‡π‘‰,βˆ‡π›ΎΜ‡π‘ŠβŸ©βˆ’π‘…(𝛾̇,𝑉,𝛾̇,π‘Š))d𝑑.

The index form is a symmetric bilinear form; its null space is the space of all Jacobi fields along 𝛾 vanishing at the endpoints.

For a variational vector field 𝑉, 𝐼(𝑉,𝑉)⩾𝐼(π‘‰βŸ‚,π‘‰βŸ‚)=d2d𝑠2|𝑠=0𝐿(𝛾𝑠). Therefore, a normalized geodesic 𝛾 is arclength-minimizing only if the index form along 𝛾 is positive semi-definite.

LEM 6.3 index lemma

Suppose 𝛾:[0,𝑑]→𝑀 is a normalized geodesic from 𝑝 to π‘ž containing no conjugate point to 𝑝. Let π‘Š be a vector field along 𝛾 with π‘Š(0)=0, and let 𝐽 be the unique Jacobi field with 𝐽(0)=π‘Š(0)=0 and 𝐽(𝑑)=π‘Š(𝑑).

Then 𝐼(𝐽,𝐽)⩽𝐼(π‘Š,𝐽), equality holds if and only if π‘Š=𝐽.

THM 6.4

Geodesics are no longer minimal beyond the conjugate locus.

Suppose 𝛾:[0,𝑙]→𝑀 is a normalized geodesic from 𝑝. If 𝛾(𝑑0) is conjugate to 𝑝, then 𝛾|[0,𝑑1] is not length minimizing for any 𝑑1>𝑑0.

6.3 Effects of Curvature on Global Topology

6.3.1 Manifolds of Positive Curvature

Jacobi fields and conjugate loci are closely related to the global topological shape of the manifold. This can be seen from the β€œmodel space” π•Šπ‘›: it has positive curvature, and any point is conjugate to its antipodal point. The following theorem says that this is a general phenomenon for manifold with positive curvature:

THM 6.5 Bonnet-Myers

Let (𝑀,𝑔) be an 𝑛-dimensional complete Riemannian manifold. Assume either that the sectional curvature 𝐾 has positive lower bound 𝑐, or that the Ricci curvature Ric has positive lower bound (π‘›βˆ’1)𝑐.

Then every geodesic of length larger than πœ‹π‘ has a conjugate point, and hence not length-minimizing. As a corollary, 𝑀 must be compact with diameter no larger than πœ‹π‘.

Moreover, πœ‹1(𝑀) must be finite.

Suppose 𝛾 is a normalized geodesic with length πΏβ©Ύπœ‹π‘. Let {𝑒𝑖} be a parallel frame along 𝛾. Our goal is to construct a vector field π‘Š such that 𝐼(π‘Š,π‘Š)<0.

To do this we make a reference to the β€œmodel space” π•Šπ‘›, where Jacobi fields are given by 𝐽𝑖(𝑑)=sin(πœ‹πΏπ‘‘)𝑒𝑖(𝑑). Let

π‘Šπ‘–(𝑑)=πΏπœ‹sin(πœ‹πΏπ‘‘)𝑒𝑖(𝑑).

Then π‘Šπ‘–(0)=π‘Šπ‘–(𝐿)=0, and

𝐼(π‘Šπ‘–,π‘Šπ‘–)=βŸ¨π‘Šπ‘–,βˆ‡π›ΎΜ‡π‘Šπ‘–βŸ©|0πΏβˆ’βˆ«0πΏβŸ¨π‘Šπ‘–,βˆ‡π›ΎΜ‡βˆ‡π›ΎΜ‡π‘Šπ‘–βˆ’π‘…(𝛾̇,π‘Š)π›ΎΜ‡βŸ©d𝑑=∫0πΏβŸ¨πΏπœ‹sin(πœ‹πΏπ‘‘)𝑒𝑖(𝑑),πœ‹πΏsin(πœ‹πΏπ‘‘)𝑒𝑖(𝑑)+πΏπœ‹sin(πœ‹πΏπ‘‘)𝑅(𝛾̇,𝑒𝑖)π›ΎΜ‡βŸ©d𝑑=∫0𝐿(sin2(πœ‹πΏπ‘‘)βˆ’(πœ‹πΏ)2sin2(πœ‹πΏπ‘‘)𝑅(𝛾̇,𝑒𝑖,𝛾̇,𝑒𝑖))d𝑑=∫0𝐿sin2(πœ‹πΏπ‘‘)(1βˆ’(πœ‹πΏ)2𝑅(𝛾̇,𝑒𝑖,𝛾̇,𝑒𝑖))d𝑑.

In the case that the sectional curvature is larger than or equal to 𝑐, the term 1βˆ’(πœ‹πΏ)2𝑅(𝛾̇,𝑒𝑖,𝛾̇,𝑒𝑖) is negative. In the case that Ricci curvature is larger than or equal to (π‘›βˆ’1)𝑐, we add the 𝐼(π‘Šπ‘–,π‘Šπ‘–) up for all 𝑖, and notice that the terms 1βˆ’(πœ‹πΏ)2𝑅(𝛾̇,𝑒𝑖,𝛾̇,𝑒𝑖) sum up to (π‘›βˆ’1)βˆ’(πœ‹πΏ)2Ric(𝛾̇,𝛾̇), which is again negative. Therefore, at least one of the 𝐼(π‘Šπ‘–,π‘Šπ‘–) is negative. Therefore 𝛾 is not minimizing.

Since 𝑀 is complete with diameter no larger than πœ‹π‘, π‘€βŠ†exp𝑝(𝐡0(πœ‹π‘)) for any point 𝑐. Therefore, 𝑀 is compact. Moreover its universal covering 𝑀̃ also satisfy the conditions of this theorem, so 𝑀̃ is also compact. Therefore, the universal covering of 𝑀 is a finite covering. This proves the finiteness of πœ‹1(𝑀).

THM 6.6 Weinstein

Suppose 𝑀 is an 𝑛-dimensional compact Riemannian manifold with positive sectional curvature. If either

  • 𝑛 is even and 𝑓:𝑀→𝑀 is an orientation-preserving isometry, or
  • 𝑛 is odd and 𝑓:𝑀→𝑀 is an orientation-reversing isometry,

then 𝑓 necessarily has a fixed point.

Together with Theorem 6.5, we deduce useful topological information about manifolds with positive sectional curvature:

COR 6.7 Synge

if 𝑀 is an 𝑛-dimensional compact Riemannian manifold with positive sectional curvature, then

  • if 𝑛 is even and 𝑀 is oriented, then 𝑀 is simply connected; and
  • if 𝑛 is odd, then 𝑀 is orientable.

For non-compact manifolds, we have an even stronger result:

THM 6.8 Cheeger-Gromov
If 𝑀 is non-compact with positive sectional curvature, then any isometry of 𝑀 share a fixed point, called the soul of 𝑀; and 𝑀 is always diffeomorphic to ℝ𝑛.

The function 𝑑(𝑝,𝑓(𝑝)), as a continuous function on a compact space, has a minimum point π‘ž. If 𝑓 has no fixed point, then 𝑑(π‘ž,𝑓(π‘ž))>0. Take a normaliezd geodesic 𝛾 from π‘ž to 𝑓(π‘ž). We wish to find a variational family 𝛾𝑠 such that d2d𝑠2𝐿(𝛾𝑠)<0, arriving at a contradiction.

Consider

𝐴:π‘‡π‘žπ‘€β†’π‘“π‘‡π‘“(π‘ž)𝑀→parallel transport alongπ›Ύπ‘‡π‘žπ‘€.

This is a linear isometry on π‘‡π‘žπ‘€. We claim that 𝛾′(0) is an eigenvector of this linear isometry. Restricting 𝐴 onto the orthogonal complement of 𝛾′(0), it is in O+(π‘›βˆ’1) if 𝑛 is even, or Oβˆ’(π‘›βˆ’1) if 𝑛 is odd. Either case it must have another eigenvector 𝑒1(0). Parallel transport 𝑒1(0) to form a vector field 𝑒1(𝑑) along 𝛾. Let the variational field be β„Ž(𝑠,𝑑)=exp𝛾(𝑑)𝑒1(𝑑)⋅𝑠. Then

d2d𝑠2|𝑠=0𝐿(𝛾𝑠)=∫0𝑙(βŸ¨βˆ‡π›ΎΜ‡π‘’1,βˆ‡π›ΎΜ‡π‘’1βŸ©βˆ’π‘…(𝛾̇,𝑒1,𝛾̇,𝑒1))d𝑑+βŸ¨βˆ‡π‘’1(𝑑)𝑒1(𝑑),π›ΎΜ‡βŸ©|0𝑙<0.

We now prove the claim that 𝛾′(0) is an eigenvalue of 𝐴, or equivalently (π‘“βˆ˜π›Ύ)β€²(0)=𝛾′(𝑙). This is equivalent as proving that the angle between 𝛾 and 𝑓(𝛾) is exactly πœ‹.

Take π‘žβ€² on 𝛾 between 𝛾(0) and 𝛾(𝑙). Then

𝑑(π‘žβ€²,𝑓(π‘žβ€²))⩽𝑑(π‘žβ€²,𝑓(π‘ž))+𝑑(𝑓(π‘ž),𝑓(π‘žβ€²))since𝑓is an isometry=𝑑(π‘žβ€²,𝑓(π‘ž))+𝑑(π‘ž,π‘žβ€²)sinceπ‘žβ€²lies on the geodesic𝛾=𝑑(π‘ž,𝑓(π‘ž)).

By minimality equality holds, so 𝛾 and 𝑓(𝛾) as a whole form a geodesic. This proves the claim.

6.3.2 Manifolds of Non-Positive Curvature

Recall from earlier that 𝐽(𝑑)=π‘‘βˆ’πΎ6𝑑3+π‘œ(𝑑3). This shows that, locally, larger sectional curvature yields shorter Jacobi fields. The following theorem extends this globally:

THM 6.9 Rauch comparison theorem

Suppose 𝑀𝑖 (𝑖=1,2) are Riemannian manifolds, 𝛾𝑖(𝑑) are normalized geodesics on 𝑀𝑖 with π‘‘βˆˆ(0,π‘Ž) with no conjugate points, 𝐽𝑖 are Jacobi fields along 𝛾𝑖 with 𝐽1(0)=𝐽2(0)=0, ⟨𝐽1β€²(0),𝛾1β€²(0)⟩=⟨𝐽2β€²(0),𝛾2β€²(0)⟩ and |𝐽1β€²(0)|=|𝐽2β€²(0)|, and for all 𝑑 and vector fields 𝑋𝑖 along 𝛾𝑖, 𝐾(𝑋1,𝛾1β€²)⩽𝐾(𝑋2,𝛾2β€²).

Then |𝐽1|⩾|𝐽2|.

Actually, |𝐽1||𝐽2| is non-decreasing in 𝑑. Therefore, if at any point equality holds, the sectional curvatures must also be equal.

COR 6.10
With Bonnet-Myers theorem, if 𝐿⩽𝐾⩽𝐻, then πœ‹π»β©½diamπ‘€β©½πœ‹πΏ.
COR 6.11

Suppose 𝑀1, 𝑀2 are Riemannian manifolds, 𝐾1⩾𝐾2, π‘π‘–βˆˆπ‘€π‘–, π‘Ÿ>0 such that exp𝑝𝑖|π΅π‘Ÿ(0) are diffeomorphisms, 𝑖:𝑇𝑝1𝑀1→𝑇𝑝2𝑀2 a linear isometry, 𝐢1:[0,π‘Ž]β†’exp𝑝(𝐡0(π‘Ÿ)) a smooth curve and 𝐢2=exp𝑝2βˆ˜π‘–βˆ˜exp𝑝1βˆ’1.

Then 𝐿(𝐢1)⩽𝐿(𝐢2).

Therefore, comparison of sectional curvatures yields comparisons of lengths. Analogously, since the Ricci curvature is the average of sectional curvatures, comparison of Ricci curvatures yields comparisons of areas.

We have discussed much about manifolds with non-negative sectional curvature. The following theorem analyzes the case of non-positive sectional curvature, using the comparison theorem:

THM 6.12 Cartan-Hadamard

Suppose 𝑀 is complete with non-positive sectional curvature. Then for any 𝑝, exp𝑝:𝑇𝑝𝑀→𝑀 is a covering map.

If 𝑀 is moreover simply connected, then exp𝑝 is a diffeomorphism.

As a corollary, if 𝑀 is a complete manifold with non-positive sectional curvature, then the universal covering of 𝑀 is diffeomorphic to ℝ𝑛. In particular 𝑀 is a 𝐾(πœ‹1(𝑀),1). Such a manifold is called a Cartan-Hadamard manifold.

6.3.3 Manifolds of Constant Sectional Curvature

How much information can we recover from the curvature of a manifold? More precisely, if there is a diffeomorphism 𝑓:𝑀→𝑀̃ between manifolds of the same dimension and 𝑓 preserves curvature, then is 𝑓 an isometry? The answer is no: in dimension 𝑛⩽3, there are 𝑀 and 𝑓 such that 𝑓 is curvature-preserving, 𝑀 is not constand curvature yet 𝑓 is not an isometry. However, in dimension 𝑛⩾4, Kulkarni proved that if 𝑀 is analytic, then either 𝑀 has constant curvature or 𝑓 is an isometry. In general, for 𝑓 to be isometry, 𝑀 needs to have β€œenough anisotropy”; if 𝑛⩾4, 𝑀 is smooth and the anisotropic points are dense, then 𝑓 is an isometry. If 𝑛⩾3, then 𝑓 is a conformal map on the closure of anisotropic points. If 𝑛⩾3 and 𝑀 is nowhere constantly curved, then 𝑓 must be an isometry. However, the answer to the local version is affirmative: curvature-preserving infinitesimal diffeomorphisms can be integrated into a local isometry.

THM 6.13 Cartan

Let π‘βˆˆπ‘€, π‘Μƒβˆˆπ‘€Μƒ, 𝑖:𝑇𝑝𝑀→𝑇𝑝̃𝑀̃ a linear isometry, 𝐡𝑝(π‘Ÿ) a normal neighbourhood of 𝑝, where π‘Ÿ small enough to ensure that exp𝑝 is a diffeomorphismin the neighbourhood.

Let 𝑓=expπ‘Μƒβˆ˜π‘–βˆ˜(exp𝑝)βˆ’1. Let 𝛾(𝑑) be a normalized geodesic inside 𝐡𝑝(π‘Ÿ) such that 𝛾(0)=𝑝. Let 𝛾̃=π‘“βˆ˜π›Ύ, and let 𝑃𝛾 be the parallel transport along 𝛾. Let 𝑖𝑑=π‘ƒπ›ΎΜƒβˆ˜π‘–βˆ˜(𝑃𝛾)βˆ’1:𝑇𝛾(𝑑)𝑀→𝑇𝛾̃(𝑑)𝑀̃ be the β€œinfinitesimal diffeomorphisms”.

If for all π‘ž=𝛾(𝑑)βˆˆπ΅π‘(𝑀) and all 𝑋,π‘Œ,𝑍,π‘Šβˆˆπ‘‡π‘žπ‘€ we have 𝑅(𝑋,π‘Œ,𝑍,π‘Š)=𝑅̃(𝑖𝑑𝑋,π‘–π‘‘π‘Œ,𝑖𝑑𝑍,π‘–π‘‘π‘Š), then 𝑓 is a local isometry and (π‘“βˆ—)𝑝=id.

If this is the case, then π‘“βˆ—,𝛾(𝑑)=𝑖𝑑.

COR 6.14
  1. If exp𝑝 and exp𝑝̃ are diffeomorphisms from ℝ𝑛 to 𝑀 or 𝑀̃ and 𝐾𝑀=𝐾𝑀̃, then 𝑓 is a global isometry.

  2. If 𝑀 and 𝑀̃ has equal constant sectional curvature 𝑐, then there is a local isometry 𝑓:𝑀→𝑀̃ around 𝑝 such that 𝑓 takes any given orthonormal frame at 𝑝 to any given orthonormal frame at 𝑝̃.

    In particular, the isometries of 𝑀 itself are transitive on points.

A theorem by Cartan-Ambrose-Hicks says that if 𝑀 and 𝑀̃ are moreover simply connected, then the local isometry in Theorem 6.13 can be extended to a global one.

We can use this result to classify manifolds of constant sectional curvature. A complete Riemannian manifold with constant sectional curvature 𝑐 is called a space form. In this case, π‘…π‘–π‘—π‘˜π‘™=𝑐(π‘”π‘–π‘˜π‘”π‘—π‘™βˆ’π‘”π‘–π‘™π‘”π‘—π‘˜).

THM 6.15
If 𝑀 is a simply-connected space form and 𝑐=+1 / βˆ’1 / 0, then 𝑀 is isometric to π•Šπ‘› / ℍ𝑛 / ℝ𝑛.

The case 𝑐=βˆ’1 and 𝑐=0 is covered by Theorem 6.12 and Theorem 6.13. We now assume 𝑐=1, and we try to construct an isometry π•Šπ‘›β†’π‘€. The idea is to create this map by two charts.

Let π‘βˆˆπ•Šπ‘›, π‘Μƒβˆˆπ‘€ and 𝑖:π‘‡π‘π•Šπ‘›β†’π‘‡π‘Μƒπ‘€ be a linear isometry. Let π‘ž be the antipode of 𝑝. Then by Theorem 6.13, there is a local isometry 𝑓1:π•Šπ‘›βˆ–{π‘ž}→𝑀, 𝑓1=expπ‘Μƒβˆ˜π‘–βˆ˜(exp𝑝)βˆ’1 taking 𝑝 to 𝑝̃.

Take another point π‘β€²βˆˆπ‘€ distinct from 𝑝 and π‘ž, let 𝑝̃′=𝑓1(𝑝), and 𝑖′:π‘‡π‘β€²π•Šπ‘›β†’π‘‡π‘Μƒβ€²π‘€ be a linear isometry. Let π‘žβ€² be the antipode of 𝑝′, then similarly there is a local isometry 𝑓2:π•Šπ‘›βˆ–{π‘žβ€²}→𝑀, 𝑓2=expπ‘Μƒβ€²βˆ˜π‘–β€²βˆ˜(exp𝑝′)βˆ’1, also taking 𝑝 to 𝑝̃. Moreover, (𝑓1)βˆ—,𝑝=(𝑓2)βˆ—,𝑝. Therefore, 𝑓1 and 𝑓2 agrees wherever they are both defined. They together gives a local isometry 𝑓:π•Šπ‘›β†’π‘€. Since both π•Šπ‘› and 𝑀 are simply connected, 𝑓 is an isometry.

If 𝑀 is any space form, then 𝑀 must be the quotient of 𝑀̃=π•Šπ‘› / ℍ𝑛 / ℝ𝑛 by a totally disconnected group action Ξ“βŠ‚Isom(𝑀̃). (Totally disconnected means that for any π‘žβˆˆπ‘€Μƒ, there is some neighbourhood π‘ˆ of π‘ž such that for all π‘”βˆˆΞ“, 𝑔(π‘ˆ)βˆ©π‘ˆ=βˆ….) This Ξ“ is the group of deck transformations of the covering map 𝑀̃→𝑀. For example, if 𝑀 is 2𝑛-dimensional with constant sectional curvature 1, then 𝑀 must be isometric to either π•Š2𝑛 or ℝP2𝑛.

6.4 Comparison Theorems

We have proved earlier a result on comparison of Jacobi fields, the Rauch comparison theorem.

Let π‘βˆˆπ‘€ and define the distance function 𝜌(π‘₯)=𝑑(π‘₯,𝑝). Recall that the index form is the second variation of arclength, so we might expect that the second derivative of 𝜌 is related to the index form. Actually this is the case.

For any π‘žβˆˆπ‘€, let 𝛾:[0,𝑙]→𝑀 be a minimizing geodesic from 𝑝 to π‘ž, so 𝜌(𝛾(𝑑))=|𝛾̇(0)|⋅𝑑. Suppose π‘‹βˆˆπ‘‡π‘žπ‘€ orthogonal to 𝛾̇(𝑙), and we extend 𝑋 into a Jacobi field 𝐽 along 𝛾 orthogonal to 𝛾̇. 𝐽 is thus a variational field of 𝛾. We compute the Hessian of 𝜌 at 𝐽:

Hess𝜌(𝐽,𝐽)=π½π½πœŒβˆ’(βˆ‡π½π½)𝜌=𝐽⟨𝐽,βˆ‡πœŒβŸ©βˆ’βŸ¨βˆ‡π½π½,βˆ‡πœŒβŸ©=βŸ¨βˆ‡π½π½,βˆ‡πœŒβŸ©+⟨𝐽,βˆ‡π½(βˆ‡πœŒ)βŸ©βˆ’βŸ¨βˆ‡π½π½,βˆ‡πœŒβŸ©=⟨𝐽,βˆ‡π½βˆ‡πœŒβŸ©=⟨𝐽,βˆ‡π½π›ΎΜ‡βŸ©=⟨𝐽,βˆ‡π›ΎΜ‡π½βŸ©.

The second to last equality is because 𝛾 is a minimizing geodesic, implying βˆ‡πœŒ=𝛾̇ along 𝛾. Therefore,

Hess𝜌(𝑋,𝑋)=∫0𝑙ddπ‘‘βŸ¨π½,βˆ‡π›ΎΜ‡π½βŸ©d𝑑=∫0𝑙(|βˆ‡π›ΎΜ‡π½|2βˆ’βŸ¨π½,βˆ‡π›ΎΜ‡βˆ‡π›ΎΜ‡π½βŸ©)d𝑑=∫0𝑙(|βˆ‡π›ΎΜ‡π½|2+𝑅(𝛾̇,𝐽,𝐽,𝛾̇))d𝑑=𝐼(𝐽,𝐽),

where 𝐼 is the index form.

Define the cut point of a geodesic 𝛾 as follows. Take the supremum 𝑑0 of all 𝑑 such that 𝛾 is minimizing on (0,𝑑). If such supremum is finite, call 𝛾(𝑑0) the cut point of 𝛾. The cut locus of a point 𝑝, Cut(𝑝), is the set of cut points of normalized geodesics coming out from 𝑝. If 𝑀 is compact, then the cut locus of a point is never empty. Notice that there are compact examples and non-compact examples of manifolds that do not have conjugate points, but do have cut loci.

THM 6.16 Hessian comparison

Suppose (𝑀𝑖,𝑔𝑖) are complete, 𝐾1>𝐾2, 𝛾𝑖:[0,𝑙]→𝑀𝑖 are normalized minimizing geodesics, π‘‹π‘–βˆˆπ‘‡π›Ύπ‘–(𝑙)𝑀, |𝑋𝑖|=1 and π‘‹π‘–βŸ‚π›Ύπ‘–Μ‡(𝑙).

Then Hess𝜌1(𝑋1,𝑋2)β©½Hess𝜌2(𝑋2,𝑋2).

The trace, or β€œaverage in all directions”, of Hessian, is the Laplacian, and the average of sectional curvatures is the Ricci curvatures. We get comparison of Laplacians from Ricci curvatures:

THM 6.17 Laplacian comparison

Let 𝑀 be complete, 𝑁 a simply connected space form with sectional curvature π‘˜. Assume Ric𝑀⩾(π‘›βˆ’1)π‘˜. Let π‘βˆˆπ‘€, π‘žβˆˆπ‘, πœŒπ‘€(π‘₯)=𝑑𝑀(π‘₯,𝑝) and πœŒπ‘(𝑦)=𝑑𝑁(𝑦,π‘ž).

Then βˆ†πœŒπ‘€β©½βˆ†πœŒπ‘.

COR 6.18

If Ricπ‘€β©Ύβˆ’(π‘›βˆ’1)π‘˜2, then βˆ†πœŒβ©½π‘›βˆ’1𝜌(1+π‘˜πœŒ).

If Ric𝑀⩾0, then βˆ†πœŒβ©½π‘›βˆ’1𝜌.

Hessian comparison corresponds to length comparison, so analogously Ricci comparison corresponds to volume comparison.

THM 6.19 Bishop-Gromov comparison theorem

Suppose 𝑀 is complete, 𝑁 a simply connected space form with sectional curvature π‘˜, Ric𝑀⩾(π‘›βˆ’1)π‘˜, π‘₯βˆˆπ‘€, π‘₯Μƒβˆˆπ‘. Consider

Vol(𝐡π‘₯(𝑅))Vol(𝐡π‘₯Μƒ(𝑅)),Area(βˆ‚π΅π‘₯(𝑅))Area(βˆ‚π΅π‘₯Μƒ(𝑅)).

These two functions in 𝑅 are non-increasing in 𝑅. Since they approach to 1 as 𝑅→0, in particular,

Vol(𝐡π‘₯(𝑅))β©½Vol(𝐡π‘₯Μƒ(𝑅)),Area(βˆ‚π΅π‘₯(𝑅))β©½Area(βˆ‚π΅π‘₯Μƒ(𝑅)).

Section 7 Riemannian Submanifolds

DEF 7.1
An immersion 𝑖:𝑀𝑛↬𝑀̃𝑛+π‘˜ is called isometric, if 𝑔=π‘–βˆ—π‘”Μƒ. 𝑀 is called a Riemannian submanifold, if 𝑖 is an isometric embedding.

At any point π‘βˆˆπ‘€, 𝑇𝑝𝑀̃ can be decomposed into 𝑇𝑝𝑀 and its orthogonal complement 𝑁𝑝𝑀. 𝑁𝑝𝑀 is called the normal space of 𝑀 at 𝑝. This gives a splitting of the tangent bundle, 0→𝑇𝑀→𝑇𝑀̃→𝑁𝑀→0, where 𝑁𝑀 is called the normal bundle.

Let 𝑋,π‘ŒβˆˆΞ“(𝑇𝑀), 𝑋̃ and π‘ŒΜƒ are local extensions of π‘–βˆ—π‘‹ and π‘–βˆ—π‘Œ. At π‘βˆˆπ‘€, βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒ can be decomposed into a tangential part and a normal part, βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒ=(βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒ)⊀+(βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒ)βŠ₯. The tangential part is equal to the Levi-Civita connection on (𝑀,π‘–βˆ—π‘”Μƒ), denoted βˆ‡π‘‹π‘Œ.

The difference of two connections is tensorial. Therefore, (βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒ)βŠ₯=βˆ‡Μƒπ‘‹Μƒπ‘ŒΜƒβˆ’βˆ‡π‘‹π‘Œ is tensorial on 𝑀. This is called the second fundamental form, denoted β…‘(𝑋,π‘Œ).

Suppose 𝑋,π‘ŒβˆˆΞ“(𝑇𝑀) and 𝑁 a normal vector field.

PROP 7.2 Weingarten equation
𝑔̃(βˆ‡Μƒπ‘‹Μƒπ‘,π‘Œ)=βˆ’π‘”Μƒ(β…‘(𝑋,π‘Œ),𝑁).

Based on this equation, define the shape operator 𝑆𝑁(𝑋)=βˆ’(βˆ‡Μƒπ‘‹Μƒπ‘)⊀. Then 𝑆𝑁 is a self-adjoint operator Ξ“(𝑇𝑀)β†’Ξ“(𝑇𝑀). Therefore, it can be diagonalized, and its eigenvalues are called the principal curvatures.

Let 𝛼:[0,𝑙]→𝑀 be a smooth curve in 𝑀. Assume |𝛼̇|=1. Pick a parallel orthonormal frame {𝛼̇,𝑒2,β‹―,𝑒𝑛} along 𝛼. Since βŸ¨π›ΌΜ‡,π›ΌΜ‡βŸ©=1, taking βˆ‡π›ΌΜ‡, we get βŸ¨βˆ‡π›ΌΜ‡π›ΌΜ‡,π›ΌΜ‡βŸ©=0. Let π‘˜(𝑑)=|βˆ‡π›ΌΜ‡π›ΌΜ‡|, called the geodesic curvature. 𝛼 is a geodesic if and only it its geodesic curvature is zero.

Extend 𝛼̇ locally, then βˆ‡Μƒπ›ΌΜ‡Μƒπ›ΌΜ‡Μƒ=βˆ‡π›ΌΜ‡π›ΌΜ‡+β…‘(𝛼̇,𝛼̇). So a geodesic in 𝑀 may not be a geodesic in 𝑀̃. If every geodesic of 𝑀 is also a geodesic of 𝑀̃, call 𝑀 totally geodesic this is the case if and only if ⅑≑0.

7.1 Curvature of Submanifolds

Suppose π‘‹βˆˆΞ“(𝑇𝑀), π‘βˆˆΞ“(𝑁𝑀). βˆ‡Μƒπ‘‹π‘ can be split into a tangential part and a normal part; the tangential part is the shape operator. The second term is a connection on 𝑁𝑀, called the normal connection, denoted βˆ‡βŠ₯. Define the normal curvature, 𝑅βŠ₯(𝑋,π‘Œ)𝑁=βˆ‡π‘‹βŠ₯βˆ‡π‘ŒβŠ₯π‘βˆ’βˆ‡π‘‹βŠ₯βˆ‡π‘ŒβŠ₯π‘βˆ’βˆ‡[𝑋,π‘Œ]βŠ₯𝑁.

The Riemann curvature tensor 𝑅 on 𝑀 can be seen as an operator 𝑅̃(𝑋,π‘Œ):(𝑇𝑀𝑁𝑀)β†’(𝑇𝑀𝑁𝑀). Therefore, it can be written as a block matrix, and each block gives an equation describing 𝑅̃:

𝑅̃(𝑋,π‘Œ)=(GaussCodazziβˆ’CodazziRicci).

Gauss equations relate the Riemannian curvature tensor 𝑅 on 𝑀 to the tangential part of 𝑅̃:

𝑅̃(𝑋,π‘Œ,𝑍,π‘Š)=𝑅(𝑋,π‘Œ,𝑍,π‘Š)βˆ’π‘”Μƒ(β…‘(𝑋,𝑍),β…‘(π‘Œ,π‘Š))+𝑔̃(β…‘(𝑋,π‘Š),β…‘(π‘Œ,𝑍)),𝑅̃(𝑋,π‘Œ)𝑍=𝑅(𝑋,π‘Œ)π‘βˆ’π‘†β…‘(π‘Œ,𝑍)𝑋+𝑆⅑(𝑋,𝑍)π‘Œ.

Codazzi equations describes the normal part of 𝑅̃. Denote 𝐡(𝑋,π‘Œ,𝑍)=βŸ¨β…‘(𝑋,π‘Œ),π‘βŸ©:

(𝑅̃(𝑋,π‘Œ)𝑍)βŠ₯=(βˆ‡π‘‹βŠ₯β…‘)(π‘Œ,𝑍)βˆ’(βˆ‡π‘ŒβŠ₯β…‘)(𝑋,𝑍),(𝑅̃(𝑋,π‘Œ)𝑍)βŠ₯=β…‘(𝑋,βˆ‡π‘Œπ‘)βˆ’β…‘(π‘Œ,βˆ‡π‘‹π‘)βˆ’β…‘([𝑋,π‘Œ],𝑍)+(βˆ‡Μƒπ‘‹β…‘(π‘Œ,𝑍)βˆ’βˆ‡Μƒπ‘Œβ…‘(𝑋,𝑍))βŠ₯,βŸ¨π‘…Μƒ(𝑋,π‘Œ)𝑍,π‘βŸ©=(βˆ‡Μƒπ‘‹π΅)(π‘Œ,𝑍,𝑁)βˆ’(βˆ‡Μƒπ‘Œπ΅)(𝑋,𝑍,𝑁).

Ricci equations describes the normal curvature 𝑅βŠ₯:

βŸ¨π‘…Μƒ(𝑋,π‘Œ)𝑁1,𝑁2βŸ©βˆ’βŸ¨π‘…βŠ₯(𝑋,π‘Œ)𝑁1,𝑁2⟩=⟨[𝑆𝑁2,𝑆𝑁1]𝑋,π‘ŒβŸ©,(𝑅̃(𝑋,π‘Œ)𝑁)βŠ₯=𝑅βŠ₯(𝑋,π‘Œ)𝑁+β…‘(𝑆𝑁(𝑋),π‘Œ)βˆ’β…‘(𝑆𝑁(π‘Œ),𝑋).

If we take a local orthonormal frame 𝑒1,β‹―,𝑒𝑛 of 𝑇𝑀 and 𝐸𝑛+1,β‹―,𝐸𝑛+π‘˜ or 𝑁𝑀, and denote 𝑖,𝑗,π‘˜ for indices 1 to 𝑛 and 𝛼,𝛽,𝛾 for indices 𝑛+1 to 𝑛+π‘˜, then we have the local formulas

β…‘(𝑒𝑖,𝑒𝑗)=βˆ‘π›Ύβ„Žπ‘–π‘—π›ΎπΈπ›Ύ,𝑆𝐸𝛼(𝑒𝑖)=βˆ‘π‘—β„Žπ‘–π‘—π›Όπ‘’π‘—,

(lowering and raising of indices is not needed because the frame is orthonormal) and the Gauss equation, Codazzi equation and Ricci equation can be written as

π‘…Μƒπ‘–π‘—π‘˜π‘™=π‘…π‘–π‘—π‘˜π‘™βˆ’βˆ‘π›Όβ„Žπ‘–π‘˜π›Όβ„Žπ‘—π‘™π›Ό+βˆ‘π›½β„Žπ‘–π‘™π›½β„Žπ‘˜π‘—π›½,π‘…Μƒπ‘–π‘—π‘˜π›Ό=βˆ‡π‘–Μƒβ„Žπ‘—π‘˜π›Όβˆ’βˆ‡Μƒπ‘—β„Žπ‘–π‘˜π›Ό,𝑅̃𝑖𝑗𝛼𝛽=𝑅𝑖𝑗𝛼𝛽+βˆ‘π‘˜(β„Žπ‘–π‘˜π›Όβ„Žπ‘˜π‘—π›½βˆ’β„Žπ‘—π‘˜π›Όβ„Žπ‘˜π‘–π›½).

7.2 Hypersurfaces in Euclidean Spaces

A hypersurface is a submanifold of codimension 1.

Suppose 𝑀𝑛 is a hypersurface in ℝ𝑛+1, and denote the Euclidean derivative by D. Since there is only one normal direction, we fix a normal field 𝑁 and we can write β…‘(𝑋,π‘Œ)=β„Ž(𝑋,π‘Œ)𝑁 where β„Ž is a matrix smooth in π‘₯ and 𝑦, and

Dπ‘‹π‘Œ=βˆ‡π‘‹π‘Œ+β„Ž(𝑋,π‘Œ)𝑁,(Weingarten)β„Ž(𝑋,π‘Œ)=βŸ¨β…‘(𝑋,π‘Œ),π‘βŸ©=βŸ¨π‘†π‘(𝑋),π‘ŒβŸ©,(Gauss)𝑅(𝑋,π‘Œ,𝑍,π‘Š)=βŸ¨β…‘(𝑋,𝑍),β…‘(π‘Œ,π‘Š)βŸ©βˆ’βŸ¨β…‘(𝑋,π‘Š),β…‘(π‘Œ,𝑍)⟩,(Codazzi)(Dπ‘‹β„Ž)(π‘Œ,𝑍)=(Dπ‘Œβ„Ž)(𝑋,𝑍).

The Ricci equation is degenerate in this case.

Since 𝑆𝑁 is self-adjoint, it is diagonalizable. Suppose 𝑒𝑖 are normal eigenvectors, so they are automatically orthonormal and 𝑆𝑁𝑒𝑖=πœ†π‘–π‘’π‘–. 𝑒𝑖 are called the principal directions, and πœ†π‘– are called the principal curvatures. Define the Gauss curvature by 𝐾=det𝑆𝑁=πœ†1β‹―πœ†π‘›, and the mean curvature by 𝐻=1𝑛tr𝑆𝑁=1𝑛(πœ†1+β‹―+πœ†π‘›). They can be written equivalently as 𝐾=detβ…‘detI and 𝐻=1𝑛trIβ…‘, where I=𝑔 is the first fundamental form.

If we take local coordinates π‘₯𝑖 for 𝑀 and 𝒏 a unit normal, then we can write β…‘(βˆ‚π‘–,βˆ‚π‘—)=β„Žπ‘–π‘—π’, 𝑆𝒏(βˆ‚π‘–)=βˆ’D𝑖𝒏=β„Žπ‘–π‘—βˆ‚π‘— and

𝐾=detβ„Žπ‘–π‘—det𝑔𝑖𝑗=detβ„Žπ‘–π‘—,𝐻=1𝑛trπ‘”β„Ž=1π‘›π‘”π‘–π‘—β„Žπ‘–π‘—,π‘…π‘–π‘—π‘˜π‘™=β„Žπ‘–π‘˜β„Žπ‘—π‘™βˆ’β„Žπ‘–π‘™β„Žπ‘—π‘˜,Dπ‘–β„Žπ‘—π‘˜=Dπ‘˜β„Žπ‘–π‘˜.

The coefficients β„Žπ‘–π‘— can be computed by β„Žπ‘–π‘—=⟨Dπ‘–βˆ‚π‘—,π’βŸ©=βŸ¨βˆ‚π‘—,βˆ’Dπ‘–π’βŸ©.

If 𝐻≑0, 𝑀 is called a minimal hypersurface because it is the minimizer of the area functional.

Suppose 𝑀 is closed and oriented. The Gauss map 𝐺:π‘€β†’π•Šπ‘› is defined as the unit normal at that point. We generally uses the inner normal. The differential of 𝐺 is equal to the negative of the shape operator: d𝐺𝑝(𝑋)=βˆ‡π‘‹π’π‘=βˆ’π‘†π’(𝑋).

Let 𝜌(π‘₯)=𝑑(π‘₯,𝑀) for π‘₯ in the bounded region of ℝ𝑛+1βˆ–π‘€. Then 𝒏=βˆ’βˆ‡πœŒ (recall that 𝒏 is the inner normal) and therefore d𝐺=βˆ‡π’=βˆ’βˆ‡2𝜌, so 𝑆𝒏=βˆ‡2𝜌, and β„Ž(𝑋,π‘Œ)=Hess𝜌(𝑋,π‘Œ), 𝐻=βˆ†πœŒ.

Section 8 Method of Moving Frames

Let 𝑀 be a Riemannian manifold, π‘ˆ a local chart and take orthonormal frame (vector fields) {𝑒1,β‹―,𝑒𝑛} and let {πœ”1,β‹―,πœ”π‘›} be the coframe (such that πœ”π‘–π‘’π‘—=𝛿𝑗𝑖).

Suppose βˆ‡π‘‹π‘’π‘–=π‘’π‘—πœ”π‘–π‘—(𝑋). The 1-forms πœ”π‘–π‘— are called the connection 1-forms. If βˆ‡ is the Levi-Civita connection, then

0=βˆ‡π‘‹βŸ¨π‘’π‘–,π‘’π‘—βŸ©=βŸ¨βˆ‡π‘‹π‘’π‘–,π‘’π‘—βŸ©+βŸ¨π‘’π‘–,βˆ‡π‘‹π‘’π‘—βŸ©=βŸ¨π‘’π‘˜πœ”π‘–π‘˜π‘‹,π‘’π‘—βŸ©+βŸ¨π‘’π‘–,π‘’π‘˜πœ”π‘—π‘˜π‘‹βŸ©=(πœ”π‘–π‘—+πœ”π‘—π‘–)𝑋,

so the matrix πœ”=(πœ”π‘–π‘—) of 1-forms is antisymmetric, or 𝔰𝔬(𝑛)-valued.

Suppose 𝑅(𝑋,π‘Œ)𝑒𝑗=𝑒𝑖Ω𝑗𝑖(𝑋,π‘Œ). The 2-forms Ω𝑗𝑖 are called the curvature 2-forms and Ω𝑗𝑖=12π‘…π‘˜π‘™π‘—π‘–πœ”π‘˜βˆ§πœ”π‘™. By symmetries of 𝑅, Ξ©=(Ω𝑗𝑖) is also antisymmetric, or 𝔰𝔬(𝑛)-valued.

THM 8.1 Cartan structure formulas
  1. Ξ©=πœ”βˆ§πœ”+dπœ”.

  2. dπœ”π‘–=πœ”π‘—βˆ§πœ”π‘—π‘–.

Mathematical NotesRiemannian GeometryPDF
  1. 1the tensor in the name is just a name; it is not a tensor
  2. 2Normally, according to Leibniz rule, there should be a third term on the right hand side, the term (βˆ‡π‘π‘”)(𝑋,π‘Œ). For this reason, metric compatibility is also written as βˆ‡π‘”=0.
  3. 3Their difference, βˆ‡π‘‹π‘Œβˆ’βˆ‡π‘Œπ‘‹βˆ’[𝑋,π‘Œ], is called the torsion, 𝑇(𝑋,π‘Œ).