For preliminary materials about differential geometry, we refer to the Differential Geometry I course notes.
For a differential 1-form , we may regard it as a function accepting one vector field as the input: , . Similarly, a vector field is a function accepting one 1-form as the input: . They are both -linear: meaning that, for any , . They are examples of tensor fields.
Given a vector space , a -tensor is a multilinear map . is called the contravariant index, the number of 1-form inputs, or the number of vector fields in the tensor; is called the covariant inex, the number of vector field inputs, or the number of 1-forms in the tensor. If we let and , we denote the space of all -tensors on . is then a smooth manifold, the tensor bundle, and a smooth section is called a tensor field.
In local coordinates, a -tensor field can be written in the form
Weβre using Einstein summation convention here.
Lie derivatives are directional derivatives along a vector field.
Let be a vector field. For a smooth function , the Lie derivative is defined by . Lie derivatives of tensors are defined inductively through the Leibniz rule:
A Riemannian metric on is a -tensor field on , such that for every , is a symmetric positive definite bilinear form (i.e., an inner product) on .
A smooth manifold with a Riemannian metric is called a Riemannian manifold.
In local coordinates, can be written as ; since is symmetric we omit the symbol. transforms under different coordinates as
with Euclidean metric: .
When , we can also use polar coordinates: .
with round metric, the metric restricted from the Euclidean metric on . For , it reads
Using spherical coordinates ,
Using stereographic projection,
Hyperbolic space. The PoincarΓ© ball model:
the upper half space model:
and the Beltrami-Klein model:
A diffeomorphism is called conformal, if for some .
Suppose and are Riemannian manifolds. If there is a diffeomorphism such that , call and isometric, and an isometry. Equivalently, .
Using the metric we can define the length of a curve. Let be a smooth (or ) curve, define its length
where . For , we can then define the distance between and , by
If is orientable, under an oriented atlas, we can also define a volume form
Given two smooth curves , on such that they intersect at , we define the angle between them at as
A diffeomorphism is called conformal if it preserves all angles. Equivalently, is conformal if there is a smooth function such that .
Suppose and are two Riemannian manifolds. We give the product manifold a metric, the product metric , by
In local coordinates,
The product metric can be generalized to warped product metrics, denoted , where , defined as
The round metric on in spherical coordinates form is an example of the warped product of two with Euclidean metric.
The Riemannian metric provides a symmetric positive definite bilinear map . This can also be viewed as a linear isomorphism , given by . In other words to every vector , there is a covector such that ; this is said to be obtained from by lowering the index, and is denoted . Similarly, for a covector there is a corresponding vector , obtained by raising the index it is denoted .
A remark on the names βlowering / raising the indicesβ. Normally, for a tensor, covariant indices are written as subscripts, and contravariant indices are written as superscripts. The name βcovariantβ and βcontravariantβ comes from the way they transform under a coordinate change: covariant tensors like 1-forms transforms by the Jacobian of the transformation
and contravariant tensors like vector fields transforms by the inverse
Therefore, turning a (contravariant) vector into a covector makes it covariant, hence lowering its index from a superscript into a subscript; and turning a covector into a vector raises its index.
By raising the index, we can define a metric on , by . In local coordinates,
where , and is the inverse of , .
Similarly, we can define on any -tensor field:
Affine connections are a class of βdirectional derivativesβ. As all derivatives, we begin the definition with
On vector fields, they are characterized by the following conditions:
is -linear in and -linear in . (Notice the difference!)
Leibniz rule: .
If is a local coordinates, , , then
Suppose that ; the are called Christoffel symbols. Moreover denote
which is the usual Euclidean derivative plus a correction term. This is called the tensor component1. Then can be written locally as .
If and are two affine connections, then is -linear in both variables, so itβs a tensor field. This means that we can translate a connection with a tensor field to modify it.
The connection can also be defined on 1-forms using the Leibniz rule:
This definition is also -linear in , -linear in , and satisfies the Leibniz rule. The tensor component is now
Generally, for -tensor fields,
where the tensor component is
The link of affine connections to Riemannian geometry is the following theorem:
Throughout this section, let be the Levi-Civita connection.
Suppose is a curve and is a vector field on . We say that is parallel along if .
Generally, we say that a tensor is parallel if for any vector field , . In this case we write .
In local coordinates, is parallel to if and only if , where can be calculated using EquationΒ 29. This is a first-order linear ODE, therefore given an initial vector at , we can find a unique vector field on such that . In this case, we say that is obtained from by parallel transporting along . Parallel transport along is denoted .
Suppose is a curve from to . Parallel transport is then a map from to . Moreover, it is a linear isometry, meaning that it is a linear map preserving the metric.
In particular, we can construct an orthonormal basis of and parallel transport it along ; it will remain orthonormal at any point. We thus obtain an orthonormal frame along the curve, . If is a vector field along the curve, then using this orthonormal frame, .
Suppose is a loop at . Then is a linear isometry from to itself. The set of parallel transport then form a subgroup of under composition; this is called the holonomy group . It is a Lie subgroup of .
If we only consider contractible loops, then is a connected component of , and is at most countable.
The holonomy of product is the product of holonomy:
Holonomy groups at different points are related by conjugation: if is a curve from to , then .
A theorem by Ambrose-Singer says that the Lie algebra of is generated by curvature forms.
has a natural action on . Decompose into irreducible invariant subspaces . Along parallel transport, the above decomposition preserves. Therefore, along a curve , can be decomposed into distributions .
The above decomposition is a local splitting around : for some open neighbourhood of , is isometric to .
If is simply connected, the the above splitting can be made global, decomposing into a product.
If a Riemannian manifold cannot be decomposed into a product, it is called irreducible.
If is simply connected and irreducible, then either acts on transitively, or is a symmetric space of rank at least . In the first case we can make the following table:
| Properties | ||
| orientable | ||
| KΓ€hler | ||
| Calabi-Yau (Ricci-flat KΓ€hler) | ||
| Quaternion KΓ€hler-Einstein | ||
| Symmetric Einstein | ||
| Ricci-flat | ||
| Ricci-flat | ||
| β¦ | β¦ | β¦ |
Locally, is a geodesic if and only if
for all . This is a (quasi-linear) ODE, so it has a unique solution under two initial conditions: and , and this unique solution is smooth.
If every maximal geodesic is defined on , or if every geodesic can be indefinitely extended, call this manifold geodesic complete.
Suppose is a geodesic with and . We define the exponential map as .
If is not geodesically complete, the exponential map may not be defined everywhere on . The domain of is always a star-shaped region (because for ). We often restrict it to a small ball around .
In this case we call a geodesic ball and its boundary a geodesic sphere. is called a normal neighbourhood if there is some such that is a diffeomorphism.
induces two sets of local coordinates around . The first is the normal coordinate: itβs the image of the orthonormal Cartesian coordinates on on a normal neighbourhood. Under normal coordinates, and at . (Notice: itβs only valid at , and not around !)
The second is the geodesic polar coordinates. It is the image of polar coordinates on on a normal neighbourhood. Therefore the coordinates consists of radial geodesics from and geodesic spheres around . Marvelously, orthogonality of polar coordinates are preserved.
If is a normal neighbourhood of , then every geodesic from is orthogonal to the geodesic spheres centered at .
In particular, is an isometry along the radial direction: for any and ,
A Riemannian manifold is geodesic complete,
As a corollary, all compact manifolds are complete.
Suppose is a (piecewise) smooth curve. A variation family of is map such tht
We asy that is proper if and .
If is a smooth curve and , is a variational family of , then
where and .
As a corollary, if is a proper variation and is chosen arbitrarily, then is arclength-minimizing only if is a geodesic.
If the Levi-Civita connection corresponds to the first order derivative, then the Hessian corresponds to second order derivative.
Recall that can be treated as a covector field: . By lowering the index, we get the gradient vector field
is then a -tensor field: . By some calculation, . This is called the Hessian. Locally:
Therefore, the Hessian is symmetric in and . Conventionally we write , where
Similarly, is a -tensor field. Locally,
The Laplacian of a function is defined as . Locally,
The last step is by metric compatibility. Actually, we have the following formula:
For vector fields we can do similar things. Let , and be vector fields. Then
Therefore,
Remarkably, the first term, which is equal to , is a tensor. This is the Riemannian curvature tensor . This is a -tensor field, and it can be written as . The , , indices corresponds to the , , input, and the index corresponds to the field .
Expanding the defining equation into Christoffel symbols, we get
By lowering the index we get a -tensor field
In local coordinates, .
These are symmetric properties of and .
In global form:
In local form:
;
is called the curvature operator. Locally, , so
Extending to ,
For functions, , because the Hessian is symmetric.
By anti-symmetric properties of , it is actually a map , sending to . Moreover, we can define an operator , such that . This is self-adjoint, and is called the curvature operator.
Any compact -dimensional Riemannian manifold with a positive curvature operator is diffeomorphic to or .
Any compact -dimensional Riemannian manifold with a non-negative curvature operator is diffeomorphic to , , , , or their quotient by a finite group.
Let and be a -dimensional tangent plane spanned by . Define the sectional curvature at :
Here is the infinitesimal area spanned by and . This definition is independent of the basis , chosen.
In dimension , there can be only one tangent plane at every point, and the sectional curvature is equal to the Gaussian curvature: .
The sectional curvature can be defined for any -tensor satisfying the symmetry properties in Proposition 5.1. Conversely, if for two such -tensors and , we get the same sectional curvature at for all (), then .
If for any and any , is constant, we call a manifold of constant sectional curvature. If has constant curvature , then
If is a simply connected manifold of constant curvature, then must be isometric to a sphere, the Euclidean space, or a hyperbolic space.
Let and with norm . Take an orthonormal basis .
Define the Ricci curvature . The Ricci tensor is a -tensor . Locally, we can write ( is omitted since this is symmetric), where .
Define the scalar curvature by . Equivalently, .
Locally,
Taking contraction by and , we get
The geometric meaning of this identity is encoded in the Hilbert-Einstein functional . By the second Bianchi identity, this is diffeomorphism invariant.
Let be a Riemannian manifold with dimension at least , and satisfies one of the following conditions:
Then must be a constant.
We introduce some analysis-flavoured results on manifolds. The key is the following expansion of the Laplacian:
For any smooth function ,
Similar formulas also exist for Laplacians of (harmonic) 1-forms, etc.
The typical use of this formula is in certain special cases, for example, when is positive / negative definite, when is a harmonic function (so that ), etc. The following theorem is useful in working with harmonic functions:
Let be a connected Riemannian manifold, is a smooth function on such that . Such a function is called subharmonic.
Then attains no maximum in , unless is constant.
Therefore, for example, to prove a function on a compact manifold is constant, one only need to prove that itβs subharmonic, and we can use Bochnerβs formula to estimate the Laplacian.
Some examples of statements that can be proved using these results:
Suppose is a compact manifold.
If (i.e. negative definite), then admits no Killing field (fields such that ).
If , then admits no harmonic -form (). (Therefore, by Hodge theory, .)
Suppose is a geodesic, and is a vector field on . Then is called a Jacobi field if it satisfies the following equation:
Jacobi fields arise in variational families of geodesics. Formally, if is a variational family of geodesics, i.e. is a geodesic for all , then the variational vector field is a Jacobi field. Conversely, if is a Jacobi field along a geodesic , then there is a variational family of geodesics such that . The construction can be visualized by the following diagram.
Choosing a parallel frame along and set , then the equation may be written as a system of second order linear ODEs:
Let be a geodesic. is a Jacobi field, representing parallel translation of along itself, . is also a Jacobi field, representing a linear reparametrization of gamma, . By linearity of the Jacobi field equation, are all Jacobi fields. In fact, they are the only parallel Jacobi fields.
Therefore, all Jacobi fields can be decomposed as , where is orthogonal to ; such a Jacobi field is called a normal Jacobi field.
Suppose . Then Taylor expanding about gives
where and . Therefore, in negative sectional curvature, is βlongerβ than in the Euclidean case, and in positive sectional curvature, is βshorterβ than in the Euclidean case (think hyperbolic planes and spheres). Similarly, in normal coordinates,
Suppose is a geodesic and . If there is a Jacobi field along vanishing at both and , call a conjugate point of, or conjugate to, . The number of linearly independent such Jacobi fields is called the multiplicity of this conjugate point.
If , then is conjugate to if and only if is a critical point of , i.e. there is some such that . If is not conjugate to , then there is a unique Jacobi field from to , given arbitrary boundary conditions , .
The conjugate locus of is defined as
Suppose is a geodesic, is a variational family of with variational vector field . Denote the normal component (with respect to ). Then
If we fix the endpoints, the boundary term vanishes, and we are left with
We can make this into a bilinear form in two vector fields, by defining the index form
The index form is a symmetric bilinear form; its null space is the space of all Jacobi fields along vanishing at the endpoints.
For a variational vector field , . Therefore, a normalized geodesic is arclength-minimizing only if the index form along is positive semi-definite.
Suppose is a normalized geodesic from to containing no conjugate point to . Let be a vector field along with , and let be the unique Jacobi field with and .
Then , equality holds if and only if .
Geodesics are no longer minimal beyond the conjugate locus.
Suppose is a normalized geodesic from . If is conjugate to , then is not length minimizing for any .
Jacobi fields and conjugate loci are closely related to the global topological shape of the manifold. This can be seen from the βmodel spaceβ : it has positive curvature, and any point is conjugate to its antipodal point. The following theorem says that this is a general phenomenon for manifold with positive curvature:
Let be an -dimensional complete Riemannian manifold. Assume either that the sectional curvature has positive lower bound , or that the Ricci curvature has positive lower bound .
Then every geodesic of length larger than has a conjugate point, and hence not length-minimizing. As a corollary, must be compact with diameter no larger than .
Moreover, must be finite.
Suppose is a normalized geodesic with length . Let be a parallel frame along . Our goal is to construct a vector field such that .
To do this we make a reference to the βmodel spaceβ , where Jacobi fields are given by . Let
Then , and
In the case that the sectional curvature is larger than or equal to , the term is negative. In the case that Ricci curvature is larger than or equal to , we add the up for all , and notice that the terms sum up to , which is again negative. Therefore, at least one of the is negative. Therefore is not minimizing.
Since is complete with diameter no larger than , for any point . Therefore, is compact. Moreover its universal covering also satisfy the conditions of this theorem, so is also compact. Therefore, the universal covering of is a finite covering. This proves the finiteness of .
Suppose is an -dimensional compact Riemannian manifold with positive sectional curvature. If either
then necessarily has a fixed point.
Together with Theorem 6.5, we deduce useful topological information about manifolds with positive sectional curvature:
if is an -dimensional compact Riemannian manifold with positive sectional curvature, then
For non-compact manifolds, we have an even stronger result:
The function , as a continuous function on a compact space, has a minimum point . If has no fixed point, then . Take a normaliezd geodesic from to . We wish to find a variational family such that , arriving at a contradiction.
Consider
This is a linear isometry on . We claim that is an eigenvector of this linear isometry. Restricting onto the orthogonal complement of , it is in if is even, or if is odd. Either case it must have another eigenvector . Parallel transport to form a vector field along . Let the variational field be . Then
We now prove the claim that is an eigenvalue of , or equivalently . This is equivalent as proving that the angle between and is exactly .
Take on between and . Then
By minimality equality holds, so and as a whole form a geodesic. This proves the claim.
Recall from earlier that . This shows that, locally, larger sectional curvature yields shorter Jacobi fields. The following theorem extends this globally:
Suppose () are Riemannian manifolds, are normalized geodesics on with with no conjugate points, are Jacobi fields along with , and , and for all and vector fields along , .
Then .
Actually, is non-decreasing in . Therefore, if at any point equality holds, the sectional curvatures must also be equal.
Suppose , are Riemannian manifolds, , , such that are diffeomorphisms, a linear isometry, a smooth curve and .
Then .
Therefore, comparison of sectional curvatures yields comparisons of lengths. Analogously, since the Ricci curvature is the average of sectional curvatures, comparison of Ricci curvatures yields comparisons of areas.
We have discussed much about manifolds with non-negative sectional curvature. The following theorem analyzes the case of non-positive sectional curvature, using the comparison theorem:
Suppose is complete with non-positive sectional curvature. Then for any , is a covering map.
If is moreover simply connected, then is a diffeomorphism.
As a corollary, if is a complete manifold with non-positive sectional curvature, then the universal covering of is diffeomorphic to . In particular is a . Such a manifold is called a Cartan-Hadamard manifold.
How much information can we recover from the curvature of a manifold? More precisely, if there is a diffeomorphism between manifolds of the same dimension and preserves curvature, then is an isometry? The answer is no: in dimension , there are and such that is curvature-preserving, is not constand curvature yet is not an isometry. However, in dimension , Kulkarni proved that if is analytic, then either has constant curvature or is an isometry. In general, for to be isometry, needs to have βenough anisotropyβ; if , is smooth and the anisotropic points are dense, then is an isometry. If , then is a conformal map on the closure of anisotropic points. If and is nowhere constantly curved, then must be an isometry. However, the answer to the local version is affirmative: curvature-preserving infinitesimal diffeomorphisms can be integrated into a local isometry.
Let , , a linear isometry, a normal neighbourhood of , where small enough to ensure that is a diffeomorphismin the neighbourhood.
Let . Let be a normalized geodesic inside such that . Let , and let be the parallel transport along . Let be the βinfinitesimal diffeomorphismsβ.
If for all and all we have , then is a local isometry and .
If this is the case, then .
If and are diffeomorphisms from to or and , then is a global isometry.
If and has equal constant sectional curvature , then there is a local isometry around such that takes any given orthonormal frame at to any given orthonormal frame at .
In particular, the isometries of itself are transitive on points.
A theorem by Cartan-Ambrose-Hicks says that if and are moreover simply connected, then the local isometry in Theorem 6.13 can be extended to a global one.
We can use this result to classify manifolds of constant sectional curvature. A complete Riemannian manifold with constant sectional curvature is called a space form. In this case, .
The case and is covered by Theorem 6.12 and Theorem 6.13. We now assume , and we try to construct an isometry . The idea is to create this map by two charts.
Let , and be a linear isometry. Let be the antipode of . Then by Theorem 6.13, there is a local isometry , taking to .
Take another point distinct from and , let , and be a linear isometry. Let be the antipode of , then similarly there is a local isometry , , also taking to . Moreover, . Therefore, and agrees wherever they are both defined. They together gives a local isometry . Since both and are simply connected, is an isometry.
If is any space form, then must be the quotient of / / by a totally disconnected group action . (Totally disconnected means that for any , there is some neighbourhood of such that for all , .) This is the group of deck transformations of the covering map . For example, if is -dimensional with constant sectional curvature , then must be isometric to either or .
We have proved earlier a result on comparison of Jacobi fields, the Rauch comparison theorem.
Let and define the distance function . Recall that the index form is the second variation of arclength, so we might expect that the second derivative of is related to the index form. Actually this is the case.
For any , let be a minimizing geodesic from to , so . Suppose orthogonal to , and we extend into a Jacobi field along orthogonal to . is thus a variational field of . We compute the Hessian of at :
The second to last equality is because is a minimizing geodesic, implying along . Therefore,
where is the index form.
Define the cut point of a geodesic as follows. Take the supremum of all such that is minimizing on . If such supremum is finite, call the cut point of . The cut locus of a point , , is the set of cut points of normalized geodesics coming out from . If is compact, then the cut locus of a point is never empty. Notice that there are compact examples and non-compact examples of manifolds that do not have conjugate points, but do have cut loci.
Suppose are complete, , are normalized minimizing geodesics, , and .
Then .
The trace, or βaverage in all directionsβ, of Hessian, is the Laplacian, and the average of sectional curvatures is the Ricci curvatures. We get comparison of Laplacians from Ricci curvatures:
Let be complete, a simply connected space form with sectional curvature . Assume . Let , , and .
Then .
If , then .
If , then .
Hessian comparison corresponds to length comparison, so analogously Ricci comparison corresponds to volume comparison.
Suppose is complete, a simply connected space form with sectional curvature , , , . Consider
These two functions in are non-increasing in . Since they approach to as , in particular,
At any point , can be decomposed into and its orthogonal complement . is called the normal space of at . This gives a splitting of the tangent bundle, , where is called the normal bundle.
Let , and are local extensions of and . At , can be decomposed into a tangential part and a normal part, . The tangential part is equal to the Levi-Civita connection on , denoted .
The difference of two connections is tensorial. Therefore, is tensorial on . This is called the second fundamental form, denoted .
Suppose and a normal vector field.
Based on this equation, define the shape operator . Then is a self-adjoint operator . Therefore, it can be diagonalized, and its eigenvalues are called the principal curvatures.
Let be a smooth curve in . Assume . Pick a parallel orthonormal frame along . Since , taking , we get . Let , called the geodesic curvature. is a geodesic if and only it its geodesic curvature is zero.
Extend locally, then . So a geodesic in may not be a geodesic in . If every geodesic of is also a geodesic of , call totally geodesic this is the case if and only if .
Suppose , . can be split into a tangential part and a normal part; the tangential part is the shape operator. The second term is a connection on , called the normal connection, denoted . Define the normal curvature, .
The Riemann curvature tensor on can be seen as an operator . Therefore, it can be written as a block matrix, and each block gives an equation describing :
Gauss equations relate the Riemannian curvature tensor on to the tangential part of :
Codazzi equations describes the normal part of . Denote :
Ricci equations describes the normal curvature :
If we take a local orthonormal frame of and or , and denote for indices to and for indices to , then we have the local formulas
(lowering and raising of indices is not needed because the frame is orthonormal) and the Gauss equation, Codazzi equation and Ricci equation can be written as
A hypersurface is a submanifold of codimension .
Suppose is a hypersurface in , and denote the Euclidean derivative by . Since there is only one normal direction, we fix a normal field and we can write where is a matrix smooth in and , and
The Ricci equation is degenerate in this case.
Since is self-adjoint, it is diagonalizable. Suppose are normal eigenvectors, so they are automatically orthonormal and . are called the principal directions, and are called the principal curvatures. Define the Gauss curvature by , and the mean curvature by . They can be written equivalently as and , where is the first fundamental form.
If we take local coordinates for and a unit normal, then we can write , and
The coefficients can be computed by .
If , is called a minimal hypersurface because it is the minimizer of the area functional.
Suppose is closed and oriented. The Gauss map is defined as the unit normal at that point. We generally uses the inner normal. The differential of is equal to the negative of the shape operator: .
Let for in the bounded region of . Then (recall that is the inner normal) and therefore , so , and , .
Let be a Riemannian manifold, a local chart and take orthonormal frame (vector fields) and let be the coframe (such that ).
Suppose . The -forms are called the connection -forms. If is the Levi-Civita connection, then
so the matrix of -forms is antisymmetric, or -valued.
Suppose . The -forms are called the curvature -forms and . By symmetries of , is also antisymmetric, or -valued.
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